ROCKEFELLER FINANCIAL SERVICES INC Information

10 ROCKEFELLER PLAZA, NEW YORK, New York, 10020, (212) 549-5471

Report Date: 12/31/2014

Position Statistics

Total Positions 536
New Positions 51
Increased Positions 128
Decreased Positions 202
Positions with Activity 330
Sold Out Positions 60
Total Mkt Value (in $ millions) 4,710

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.15%
Capital Goods 1.94%
Conglomerates 0.07%
Consumer Cyclical 4.3%
Consumer/Non-Cyclical 1.65%
Energy 11.07%
Financial 21.52%
Healthcare 14.29%
Services 19.7%
Technology 18.45%
Transportation 3.05%
Utilities 0.8%

202 DECREASED Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
AMERICAN SUPERCONDUCTOR CORP SHS NEW -1 (74.07) 35
BREITBURN ENERGY PARTNERS LP COM UT LTD PTN (4) 24
ALKERMES PLC SHS -126 Sold Out 0
AMERICAN ELEC PWR INC COM -6 Sold Out 0
ARROWHEAD RESH CORP COM NEW -43 Sold Out 0
AVIS BUDGET GROUP COM -9,376 Sold Out 0
BANCO SANTANDER CHILE NEW SP ADR REP COM -1,990 Sold Out 0
BANK N S HALIFAX COM -317 Sold Out 0
BUCKEYE PARTNERS L P UNIT LTD PARTN -236 Sold Out 0
CLAYMORE EXCHANGE TRD FD TR GUGG BULL 2014 -323 Sold Out 0
CLEAN HARBORS INC COM -271 Sold Out 0
COBALT INTL ENERGY INC COM -598 Sold Out 0
COGNEX CORP COM -712 Sold Out 0
COGNIZANT TECHNOLOGY SOLUTIONS CL A -356 Sold Out 0
COMERICA INC COM -3,915 Sold Out 0
COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR -190 Sold Out 0
COPA HOLDINGS SA CL A -82 Sold Out 0
DEERE & CO COM -53 Sold Out 0
DILLARDS INC CL A -26 Sold Out 0
E M C CORP MASS COM -320 Sold Out 0