ROCKEFELLER FINANCIAL SERVICES INC Information

10 ROCKEFELLER PLAZA, NEW YORK, New York, 10020, (212) 549-5471

Report Date: 03/31/2014

Position Statistics

Total Positions 553
New Positions 41
Increased Positions 219
Decreased Positions 137
Positions with Activity 356
Sold Out Positions 40
Total Mkt Value (in $ millions) 4,833

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.03%
Capital Goods 0.67%
Conglomerates 0.11%
Consumer Cyclical 3.98%
Consumer/Non-Cyclical 1.11%
Energy 16.42%
Financial 21.28%
Healthcare 15.22%
Services 14.71%
Technology 18.39%
Transportation 2.33%
Utilities 0.74%

137 DECREASED Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
LEUCADIA NATL CORP COM -12,605 Sold Out 0
LIBERTY MEDIA CORP DELAWARE CL A -9 Sold Out 0
LINKEDIN CORP COM CL A -264 Sold Out 0
MARKET VECTORS ETF TR GOLD MINER ETF -144 Sold Out 0
MEDIVATION INC COM -251 Sold Out 0
METLIFE INC COM -5 Sold Out 0
MUELLER INDS INC COM -1,741 Sold Out 0
NATIONAL OILWELL VARCO INC COM -7,080 Sold Out 0
NOW INC COM -733 Sold Out 0
PETSMART INC COM -932 Sold Out 0
RAYTHEON CO COM NEW -7 Sold Out 0
SPDR INDEX SHS FDS DJ INTL RL ETF -223 Sold Out 0
ST JUDE MED INC COM -60,777 Sold Out 0
STARZ COM SER A -2 Sold Out 0
ULTRAPAR PARTICIPACOES S A SP ADR REP COM -2,026 Sold Out 0
UNILEVER N V N Y SHS NEW -4 Sold Out 0
VERITIV CORP COM Sold Out 0