ROCKEFELLER FINANCIAL SERVICES INC Information

10 ROCKEFELLER PLAZA, NEW YORK, New York, 10020, (212) 549-5471

Report Date: 09/30/2014

Position Statistics

Total Positions 661
New Positions 26
Increased Positions 133
Decreased Positions 355
Positions with Activity 488
Sold Out Positions 169
Total Mkt Value (in $ millions) 4,622

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.78%
Capital Goods 0.68%
Conglomerates 0.07%
Consumer Cyclical 3.93%
Consumer/Non-Cyclical 1.86%
Energy 12.38%
Financial 19.94%
Healthcare 14.94%
Services 20.19%
Technology 19.54%
Transportation 3.24%
Utilities 0.92%

355 DECREASED Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ENVISION HEALTHCARE HLDGS INC COM 196 -251 (56.2) 5,524
WESTERN DIGITAL CORP COM 193 -5 (2.3) 1,912
WALGREENS BOOTS ALLIANCE INC COM 192 -4 (2.2) 2,538
ISIS PHARMACEUTICALS INC COM 189 -555 (74.64) 2,587
TORNIER N V SHS 169 -214 (55.77) 6,809
DOW CHEM CO COM 168 -3 (1.78) 3,761
TJX COS INC NEW COM 164 -3 (1.88) 2,400
REDWOOD TR INC COM 163 -12 (6.71) 8,070
AT&T INC COM 153 -1 (0.9) 4,625
BANK AMER CORP COM 144 -20 (11.93) 9,088
CATAMARAN CORP COM 134 -411 (75.4) 2,575
AMERICAN EXPRESS CO COM 125 -18 (12.64) 1,500
TENET HEALTHCARE CORP COM NEW 119 -167 (58.35) 2,682
LAS VEGAS SANDS CORP COM 102 -796 (88.61) 1,800
DR REDDYS LABS LTD ADR 101 -111 (52.24) 1,899
CBRE GROUP INC CL A 100 -2 (1.67) 3,000
SANGAMO BIOSCIENCES INC COM 97 -97 (50.05) 7,077
ENDOLOGIX INC COM 92 -100 (52.22) 6,309
STATE STR CORP COM 88 -23 (20.64) 1,200
MCKESSON CORP COM 88 -4 (4.31) 400