ROCKEFELLER FINANCIAL SERVICES INC Information

10 ROCKEFELLER PLAZA, NEW YORK, New York, 10020, (212) 549-5471

Report Date: 12/31/2013

Position Statistics

Total Positions 538
New Positions 31
Increased Positions 164
Decreased Positions 163
Positions with Activity 327
Sold Out Positions 28
Total Mkt Value (in $ millions) 4,688

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.05%
Capital Goods 0.86%
Conglomerates 0.11%
Consumer Cyclical 3.86%
Consumer/Non-Cyclical 1.35%
Energy 15.65%
Financial 20.73%
Healthcare 16.34%
Services 15.23%
Technology 17.97%
Transportation 2.14%
Utilities 0.78%

163 DECREASED Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
MICROSOFT CORP COM 124,364 -919 (0.73) 3,108,330
CHEVRON CORP NEW COM 119,388 -2,288 (1.88) 965,301
EXXON MOBIL CORP COM 107,414 -7,923 (6.87) 1,069,644
GOOGLE INC CL A 83,377 -13,557 (13.99) 153,453
GOOGLE INC CL C 82,266 -13,377 (13.99) 153,453
SPDR S&P 500 ETF TR TR UNIT 75,738 -4,365 (5.45) 406,342
QUALCOMM INC COM 75,290 -491 (0.65) 925,845
ROYAL CARIBBEAN CRUISES LTD COM 73,737 -1,163 (1.55) 1,436,243
APACHE CORP COM 67,731 -868 (1.27) 795,802
CAREFUSION CORP COM 65,002 -952 (1.44) 1,688,363
ANADARKO PETE CORP COM 64,987 -733 (1.12) 656,699
ILLINOIS TOOL WKS INC COM 62,759 -1 (0) 745,271
BAKER HUGHES INC COM 62,136 -86 (0.14) 909,347
AFLAC INC COM 53,977 -944 (1.72) 856,093
CONTINENTAL RESOURCES INC COM 53,056 -1,992 (3.62) 392,110
ALEXION PHARMACEUTICALS INC COM 52,226 -16,358 (23.85) 348,636
CAPITAL ONE FINL CORP COM 47,628 -237 (0.5) 635,967
REGENERON PHARMACEUTICALS COM 46,746 -25,613 (35.4) 157,533
ISHARES MSCI EAFE ETF 42,265 -2,168 (4.88) 625,871
NETAPP INC COM 41,264 -2,089 (4.82) 1,150,390