ROCKEFELLER FINANCIAL SERVICES INC Information

10 ROCKEFELLER PLAZA, NEW YORK, New York, 10020, (212) 549-5471

Report Date: 12/31/2014

Position Statistics

Total Positions 536
New Positions 51
Increased Positions 128
Decreased Positions 202
Positions with Activity 330
Sold Out Positions 60
Total Mkt Value (in $ millions) 4,553

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.17%
Capital Goods 2.01%
Conglomerates 0.08%
Consumer Cyclical 4.29%
Consumer/Non-Cyclical 1.71%
Energy 10.58%
Financial 21.57%
Healthcare 14.28%
Services 19.69%
Technology 18.4%
Transportation 3.31%
Utilities 0.77%

330 Activity Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ORACLE CORP COM 154,910 27,038 21.15 3,632,971
JPMORGAN CHASE & CO COM 138,469 -892 (0.64) 2,325,264
WELLS FARGO & CO NEW COM 128,261 26,242 25.72 2,369,945
CHEVRON CORP NEW COM 120,486 -1,764 (1.44) 1,155,413
VISA INC COM CL A 119,510 39,343 49.08 1,823,468
NOVARTIS A G SPONSORED ADR 114,254 -1,660 (1.43) 1,137,989
MICROSOFT CORP COM 110,240 -650 (0.59) 2,690,754
UNITED CONTL HLDGS INC COM 109,051 -9,597 (8.09) 1,609,607
WAL-MART STORES INC COM 108,120 35,971 49.86 1,329,067
MERCK & CO INC NEW COM 100,867 -687 (0.68) 1,746,616
CAPITAL ONE FINL CORP COM 100,698 14,719 17.12 1,280,332
ROYAL CARIBBEAN CRUISES LTD COM 99,427 -980 (0.98) 1,245,177
HONEYWELL INTL INC COM 96,975 -548 (0.56) 941,873
EXPRESS SCRIPTS HLDG CO COM 96,206 -907 (0.93) 1,167,826
MALLINCKRODT PUB LTD CO SHS 91,185 9,791 12.03 703,537
TORONTO DOMINION BK ONT COM NEW 87,463 -1,514 (1.7) 2,070,612
DELPHI AUTOMOTIVE PLC SHS 87,254 -496 (0.57) 1,126,000
GOOGLE INC CL C 84,650 -265 (0.31) 154,375
COMCAST CORP NEW CL A 83,549 -536 (0.64) 1,493,545
SPDR S&P 500 ETF TR TR UNIT 82,647 -2,967 (3.47) 401,704