ROCKEFELLER FINANCIAL SERVICES INC Information

10 ROCKEFELLER PLAZA, NEW YORK, New York, 10020, (212) 549-5471

Report Date: 12/31/2013

Position Statistics

Total Positions 538
New Positions 31
Increased Positions 164
Decreased Positions 163
Positions with Activity 327
Sold Out Positions 28
Total Mkt Value (in $ millions) 4,678

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.04%
Capital Goods 0.85%
Conglomerates 0.11%
Consumer Cyclical 3.8%
Consumer/Non-Cyclical 1.35%
Energy 15.48%
Financial 20.8%
Healthcare 16.33%
Services 15.22%
Technology 18.12%
Transportation 2.17%
Utilities 0.79%

327 Activity Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
MICROSOFT CORP COM 125,577 -928 (0.73) 3,108,330
CHEVRON CORP NEW COM 117,603 -2,253 (1.88) 965,301
EXXON MOBIL CORP COM 106,900 -7,885 (6.87) 1,069,644
JPMORGAN CHASE & CO COM 106,263 626 .59 1,922,961
MERCK & CO INC NEW COM 98,687 13,857 16.34 1,754,122
ORACLE CORP COM 94,794 3,492 3.83 2,362,166
WELLS FARGO & CO NEW COM 90,277 602 .67 1,839,002
NOVARTIS A G SPONSORED ADR 87,731 4,869 5.88 1,039,341
GOOGLE INC CL A 86,532 -14,070 (13.99) 153,453
GOOGLE INC CL C 85,403 -13,887 (13.99) 153,453
HONEYWELL INTL INC COM 84,048 41 .05 900,834
UNITEDHEALTH GROUP INC COM 78,647 21,399 37.38 1,005,842
CHINA MOBILE LIMITED SPONSORED ADR 77,450 3,113 4.19 1,659,526
SPDR S&P 500 ETF TR TR UNIT 75,630 -4,358 (5.45) 406,342
QUALCOMM INC COM 74,234 -484 (0.65) 925,845
ROYAL CARIBBEAN CRUISES LTD COM 73,406 -1,157 (1.55) 1,436,243
DELPHI AUTOMOTIVE PLC SHS 71,720 397 .56 1,088,316
TORONTO DOMINION BK ONT COM NEW 67,536 27,058 66.85 1,440,928
APACHE CORP COM 66,983 -858 (1.27) 795,802
CAREFUSION CORP COM 64,749 -948 (1.44) 1,688,363