ROCKEFELLER FINANCIAL SERVICES INC Information

10 ROCKEFELLER PLAZA, NEW YORK, New York, 10020, (212) 549-5471

Report Date: 06/30/2014

Position Statistics

Total Positions 665
New Positions 151
Increased Positions 253
Decreased Positions 225
Positions with Activity 478
Sold Out Positions 32
Total Mkt Value (in $ millions) 4,546

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.48%
Capital Goods 0.81%
Conglomerates 0.12%
Consumer Cyclical 3.99%
Consumer/Non-Cyclical 1.13%
Energy 12.47%
Financial 20.26%
Healthcare 16.2%
Services 18.67%
Technology 19%
Transportation 2.95%
Utilities 0.84%

478 Activity Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
JPMORGAN CHASE & CO COM 132,392 17,097 14.83 2,221,707
CHINA MOBILE LIMITED SPONSORED ADR 127,455 3,022 2.43 2,064,381
MICROSOFT CORP COM 116,806 -1,478 (1.25) 2,603,205
TORONTO DOMINION BK ONT COM NEW 112,094 32,962 41.65 2,107,021
MERCK & CO INC NEW COM 104,423 -1,681 (1.58) 1,732,294
NOVARTIS A G SPONSORED ADR 98,716 1,904 1.97 1,096,845
ORACLE CORP COM 95,630 -1,153 (1.19) 2,296,589
WELLS FARGO & CO NEW COM 92,165 -1,868 (1.99) 1,795,181
EXXON MOBIL CORP COM 91,946 -6,607 (6.7) 923,801
SPDR S&P 500 ETF TR TR UNIT 88,303 13,733 18.42 440,965
HONEYWELL INTL INC COM 86,588 -359 (0.41) 906,018
GOOGLE INC CL A 82,040 -8,041 (8.93) 140,721
GOOGLE INC CL C 81,834 -6,393 (7.25) 143,317
UNITED CONTL HLDGS INC COM 79,554 18,983 31.34 1,649,805
CAREFUSION CORP COM 77,237 -158 (0.2) 1,701,995
DELPHI AUTOMOTIVE PLC SHS 75,543 -814 (1.07) 1,086,944
EBAY INC COM 75,022 75,022 New 1,341,589
ROYAL CARIBBEAN CRUISES LTD COM 73,494 -18,152 (19.81) 1,149,605
APACHE CORP COM 71,206 -12,435 (14.87) 701,332
ANADARKO PETE CORP COM 70,989 -1,829 (2.51) 642,432