ROCKEFELLER FINANCIAL SERVICES INC Information

10 ROCKEFELLER PLAZA, NEW YORK, New York, 10020, (212) 549-5471

Report Date: 12/31/2014

Position Statistics

Total Positions 538
New Positions 52
Increased Positions 129
Decreased Positions 202
Positions with Activity 331
Sold Out Positions 60
Total Mkt Value (in $ millions) 4,629

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.23%
Capital Goods 2.09%
Conglomerates 0.07%
Consumer Cyclical 4.28%
Consumer/Non-Cyclical 1.87%
Energy 10.79%
Financial 21.51%
Healthcare 14.09%
Services 19.56%
Technology 18.61%
Transportation 3.18%
Utilities 0.78%

538 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ORACLE CORP COM 159,197 27,787 21.15 3,632,971
JPMORGAN CHASE & CO COM 142,492 -918 (0.64) 2,325,264
WELLS FARGO & CO NEW COM 129,849 26,567 25.72 2,369,945
VISA INC COM CL A 123,681 40,716 49.08 455,867
CHEVRON CORP NEW COM 123,259 -1,805 (1.44) 1,155,413
MICROSOFT CORP COM 117,990 -695 (0.59) 2,690,754
NOVARTIS A G SPONSORED ADR 116,530 -1,693 (1.43) 1,137,989
WAL-MART STORES INC COM 111,549 37,112 49.86 1,329,067
UNITED CONTL HLDGS INC COM 104,914 -9,233 (8.09) 1,609,607
MERCK & CO INC NEW COM 102,247 -697 (0.68) 1,746,616
CAPITAL ONE FINL CORP COM 100,775 14,730 17.12 1,280,332
EXPRESS SCRIPTS HLDG CO COM 99,020 -933 (0.93) 1,167,826
HONEYWELL INTL INC COM 96,806 -547 (0.56) 941,873
ROYAL CARIBBEAN CRUISES LTD COM 95,156 -938 (0.98) 1,245,177
TORONTO DOMINION BK ONT COM NEW 90,796 -1,571 (1.7) 2,070,612
DELPHI AUTOMOTIVE PLC SHS 88,774 -505 (0.57) 1,126,000
COMCAST CORP NEW CL A 88,687 -568 (0.64) 1,493,545
GOOGLE INC CL C 86,203 -270 (0.31) 154,375
SPDR S&P 500 ETF TR TR UNIT 84,623 -3,038 (3.47) 401,704
CHINA MOBILE LIMITED SPONSORED ADR 83,097 -488 (0.58) 1,226,530