ROCKEFELLER FINANCIAL SERVICES INC Information

10 ROCKEFELLER PLAZA, NEW YORK, New York, 10020, (212) 549-5471

Report Date: 12/31/2015

Position Statistics

Total Positions 587
New Positions 67
Increased Positions 169
Decreased Positions 203
Positions with Activity 372
Sold Out Positions 45
Total Mkt Value (in $ millions) 5,264

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.02%
Capital Goods 3.16%
Conglomerates 0.05%
Consumer Cyclical 3.84%
Consumer/Non-Cyclical 1.23%
Energy 7.89%
Financial 21.21%
Healthcare 12.35%
Services 14.05%
Technology 20.69%
Transportation 4.16%
Utilities 5.51%

587 Positions as of 12/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
JPMORGAN CHASE & CO COM 156,151 -4,178 (2.61) 2,435,667
MICROSOFT CORP COM 149,359 -1,685 (1.12) 2,932,055
ORACLE CORP COM 140,821 -1,071 (0.76) 3,447,267
ALPHABET INC CAP STK CL C 132,451 -5,819 (4.21) 187,650
WEC ENERGY GROUP INC COM 126,763 26,127 25.96 2,196,924
MERCK & CO INC NEW COM 119,595 -308 (0.26) 2,123,872
AFLAC INC COM 117,488 11,704 11.07 1,694,865
COMCAST CORP NEW CL A 114,109 -732 (0.64) 1,861,491
CVS HEALTH CORP COM 107,779 -19,947 (15.62) 1,049,456
CHEVRON CORP NEW COM 106,278 -1,060 (0.99) 1,023,379
REINSURANCE GROUP AMER INC COM NEW 104,863 2,601 2.54 1,081,508
SOUTHWEST AIRLS CO COM 101,445 -1,327 (1.29) 2,226,138
VISA INC COM CL A 101,384 -38,994 (27.78) 1,287,256
WELLS FARGO & CO NEW COM 98,324 -1,298 (1.3) 1,930,574
CAPITAL ONE FINL CORP COM 98,294 -484 (0.49) 1,322,759
PENTAIR PLC SHS 96,748 -6,258 (6.08) 1,614,073
UNITED CONTL HLDGS INC COM 95,642 -1,950 (2) 1,954,279
BECTON DICKINSON & CO COM 93,700 92,966 12,658.10 580,366
SPDR S&P 500 ETF TR TR UNIT 93,508 546 .59 446,658
EXXON MOBIL CORP COM 92,077 3,974 4.51 1,040,887