ROCK POINT ADVISORS, LLC Information

77 COLLEGE STREET, BURLINGTON, Vermont, 05401, (802) 864-2266

Report Date: 09/30/2014

Position Statistics

Total Positions 83
New Positions 4
Increased Positions 7
Decreased Positions 55
Positions with Activity 62
Sold Out Positions 9
Total Mkt Value (in $ millions) 215

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 9.36%
Capital Goods 14.05%
Conglomerates
Consumer Cyclical 4.4%
Consumer/Non-Cyclical 9.71%
Energy 1.14%
Financial 18.96%
Healthcare 2.89%
Services 19.49%
Technology 18.55%
Transportation
Utilities 1.45%

83 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
APPLE INC COM 15,986 -1,417 (8.14) 142,045
CITIGROUP INC COM NEW 11,756 -765 (6.11) 216,020
ACE LIMITED SHS 11,744 -874 (6.93) 101,056
W P CAREY INC COM 11,591 -321 (2.7) 159,782
DOMTAR CORP COM NEW 10,037 4,080 68.47 247,960
KEURIG GREEN MTN INC COM 9,606 -3,132 (24.59) 70,345
ACCENTURE PLC IRELAND SHS CLASS A 7,835 -529 (6.32) 85,707
TJX COS INC NEW COM 7,759 -500 (6.06) 113,903
CORNING INC COM 6,628 -391 (5.57) 286,430
CISCO SYS INC COM 6,474 -549 (7.81) 229,164
LINDSAY CORP COM 6,121 -489 (7.4) 71,238
LSB INDS INC COM 6,042 -448 (6.91) 192,223
MONMOUTH REAL ESTATE INVT CORP CL A 5,872 -481 (7.57) 518,275
LAYNE CHRISTENSEN CO COM 5,334 1,742 48.51 540,980
NATIONAL OILWELL VARCO INC COM 5,121 -358 (6.53) 77,030
AGCO CORP COM 4,940 -494 (9.1) 106,771
GENERAL MTRS CO COM 4,929 -298 (5.7) 146,883
REED ELSEVIER N V SPONS ADR NEW 4,842 -413 (7.85) 101,644
CAPITAL BK FINL CORP CL A COM 4,593 -253 (5.23) 170,065
GENTHERM INC COM 4,547 -695 (13.26) 118,535