ROC CAPITAL MANAGEMENT, L.P. Information

640 FIFTH AVENUE, NEW YORK, New York, 10019,

Report Date: 06/30/2013

Position Statistics

Total Positions 99
New Positions 32
Increased Positions 39
Decreased Positions 60
Positions with Activity 99
Sold Out Positions 0
Total Mkt Value (in $ millions) 39

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 9.7%
Capital Goods 9.16%
Conglomerates 1.88%
Consumer Cyclical 3.78%
Consumer/Non-Cyclical 8.38%
Energy 6.94%
Financial 14.08%
Healthcare 4.3%
Services 10.2%
Technology 26.47%
Transportation 3.43%
Utilities

99 Positions as of 06/30/2013

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ADVANCE AUTO PARTS INC COM 325 -502 (60.7) 2,688
ADVANCED MICRO DEVICES INC COM 97 97 New 26,289
ALLSTATE CORP COM 249 -50 (16.82) 4,467
ALTERA CORP COM 435 141 48.04 12,623
AMERICAN EQTY INVT LIFE HLD CO COM 449 -109 (19.53) 19,414
ANADARKO PETE CORP COM 547 -767 (58.38) 5,526
ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 543 543 New 33,371
ASHLAND INC NEW COM 338 338 New 3,495
AT&T INC COM 267 -305 (53.32) 7,420
AUTODESK INC COM 1,158 -316 (21.43) 23,872
AVON PRODS INC COM 229 -352 (60.52) 15,810
BAKER HUGHES INC COM 317 317 New 4,640
BANK OF AMERICA CORPORATION COM 234 -4 (1.84) 14,512
BAXTER INTL INC COM 573 -241 (29.64) 7,863
BIOGEN IDEC INC COM 352 352 New 1,213
BORGWARNER INC COM 908 -645 (41.51) 14,512
BUNGE LIMITED COM 676 291 75.79 8,422
CATERPILLAR INC DEL COM 402 402 New 3,912
CELGENE CORP COM 248 248 New 1,752
CENOVUS ENERGY INC COM 648 -123 (15.99) 22,152