ROC CAPITAL MANAGEMENT, L.P. Information

640 FIFTH AVENUE, NEW YORK, New York, 10019,

Report Date: 06/30/2013

Position Statistics

Total Positions 99
New Positions 32
Increased Positions 39
Decreased Positions 60
Positions with Activity 99
Sold Out Positions 0
Total Mkt Value (in $ millions) 38

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 9.73%
Capital Goods 9.14%
Conglomerates 1.84%
Consumer Cyclical 3.74%
Consumer/Non-Cyclical 8.4%
Energy 6.86%
Financial 14.33%
Healthcare 4.33%
Services 10.18%
Technology 26.46%
Transportation 3.41%
Utilities

99 Positions as of 06/30/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
ILLUMINA INC COM 812 -2,101 (72.12) 6,198
VISTEON CORP COM NEW 818 -936 (53.35) 9,609
FACEBOOK INC CL A 511 -848 (62.41) 8,646
PEPSICO INC COM 501 -798 (61.42) 5,970
ANADARKO PETE CORP COM 541 -759 (58.38) 5,526
DISCOVER FINL SVCS COM 256 -726 (73.93) 4,614
OCCIDENTAL PETE CORP DEL COM 391 -661 (62.86) 4,117
CRANE CO COM 455 -661 (59.23) 6,649
NABORS INDUSTRIES LTD SHS 255 -643 (71.6) 10,668
BORGWARNER INC COM 884 -628 (41.51) 14,512
COMCAST CORP NEW CL A 617 -591 (48.92) 12,754
PPG INDS INC COM 386 -534 (58.01) 2,050
VULCAN MATLS CO COM 789 -511 (39.33) 12,396
HSN INC COM 603 -511 (45.88) 10,623
ADVANCE AUTO PARTS INC COM 316 -488 (60.7) 2,688
FAIRCHILD SEMICONDUCTOR INTL COM 317 -487 (60.55) 23,045
XYLEM INC COM 691 -475 (40.72) 19,805
LAM RESEARCH CORP COM 924 -449 (32.69) 17,651
TIME WARNER CABLE INC COM 238 -447 (65.22) 1,776
HEALTH NET INC COM 705 -423 (37.51) 21,818