ROC CAPITAL MANAGEMENT, L.P. Information

640 FIFTH AVENUE, NEW YORK, New York, 10019,

Report Date: 06/30/2013

Position Statistics

Total Positions 99
New Positions 32
Increased Positions 39
Decreased Positions 60
Positions with Activity 99
Sold Out Positions 0
Total Mkt Value (in $ millions) 39

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 9.7%
Capital Goods 9.16%
Conglomerates 1.88%
Consumer Cyclical 3.78%
Consumer/Non-Cyclical 8.38%
Energy 6.94%
Financial 14.08%
Healthcare 4.3%
Services 10.2%
Technology 26.47%
Transportation 3.43%
Utilities

99 Activity Positions as of 06/30/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
AUTODESK INC COM 1,158 -316 (21.43) 23,872
HUBBELL INC CL B 970 -422 (30.34) 8,285
LAM RESEARCH CORP COM 931 -452 (32.69) 17,651
BORGWARNER INC COM 908 -645 (41.51) 14,512
LINEAR TECHNOLOGY CORP COM 855 453 112.50 18,447
ILLUMINA INC COM 840 -2,171 (72.12) 6,198
STEEL DYNAMICS INC COM 836 -58 (6.5) 46,472
VISTEON CORP COM NEW 832 -952 (53.35) 9,609
VULCAN MATLS CO COM 803 -520 (39.33) 12,396
TYCO INTERNATIONAL LTD SHS 724 218 43.09 17,156
XYLEM INC COM 699 -480 (40.72) 19,805
HEALTH NET INC COM 687 -413 (37.51) 21,818
CHUBB CORP COM 680 -316 (31.75) 7,490
BUNGE LIMITED COM 676 291 75.79 8,422
HUNTINGTON BANCSHARES INC COM 671 -44 (6.12) 72,834
SOFTBANK CORP ADR 656 -105 (13.8) 17,492
MONDELEZ INTL INC CL A 653 -421 (39.23) 18,837
CENOVUS ENERGY INC COM 648 -123 (15.99) 22,152
COMCAST CORP NEW CL A 626 -600 (48.92) 12,754
HSN INC COM 623 -528 (45.88) 10,623