RIVERNORTH CAPITAL MANAGEMENT, LLC Information

325 N. LASALLE STREET, CHICAGO, Illinois, 60654, (312) 832-0409

Report Date: 03/31/2014

Position Statistics

Total Positions 230
New Positions 13
Increased Positions 85
Decreased Positions 120
Positions with Activity 205
Sold Out Positions 41
Total Mkt Value (in $ millions) 1,270

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.04%
Capital Goods
Conglomerates 0.79%
Consumer Cyclical 0.05%
Consumer/Non-Cyclical
Energy 0%
Financial 94.3%
Healthcare 0.03%
Services 0.05%
Technology 0.05%
Transportation
Utilities

230 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
PIMCO DYNAMIC CR INCOME FD COM SHS 60,461 7,751 14.71 2,561,905
BLACKROCK CR ALLCTN INC TR COM 44,297 -69 (0.16) 3,221,578
SPDR S&P 500 ETF TR TR UNIT 43,812 42,988 5,218.26 222,835
NUVEEN CR STRATEGIES INCM FD COM SHS 24,631 7,564 44.32 2,662,855
ROYCE VALUE TR INC COM 24,274 -1,098 (4.33) 1,521,881
ADAMS EXPRESS CO COM 24,152 New 1,746,371
TRI CONTL CORP COM 22,533 New 1,070,982
VANGUARD INTL EQUITY INDEX FD FTSE EMR MKT ETF 22,050 7,916 56.01 501,375
NEXPOINT CR STRATEGIES FD COM 21,868 -1,444 (6.2) 1,796,854
ISHARES S&P 100 ETF 21,828 573 2.69 250,000
ABERDEEN ASIA PACIFIC INCOM FD COM 21,783 -3,214 (12.86) 3,496,412
POWERSHARES ETF TRUST FTSE RAFI 1000 21,297 1,911 9.86 240,668
BLACKROCK MULTI-SECTOR INC TR COM 21,126 1,330 6.72 1,152,540
LIBERTY ALL STAR EQUITY FD SH BEN INT 20,742 -1,071 (4.91) 3,451,297
INVESCO MUN OPPORTUNITY TR COM 20,663 -468 (2.21) 1,682,343
NUVEEN PREM INCOME MUN FD 2 COM 20,197 -186 (0.91) 1,490,544
BLACKROCK GLOBAL OPP EQTY TR COM 19,861 637 3.31 1,313,572
CLOUGH GLOBAL OPPORTUNITIES FD SH BEN INT 19,642 203 1.04 1,509,739
PIMCO DYNAMIC INCOME FD SHS 18,682 -21,945 (54.02) 569,909
BLACKROCK DEBT STRAT FD INC COM 17,946 2,844 18.83 4,453,127


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