RIVERNORTH CAPITAL MANAGEMENT, LLC Information

325 N. LASALLE STREET, CHICAGO, Illinois, 60654, (312) 832-0409

Report Date: 06/30/2014

Position Statistics

Total Positions 211
New Positions 24
Increased Positions 86
Decreased Positions 97
Positions with Activity 183
Sold Out Positions 39
Total Mkt Value (in $ millions) 1,199

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.04%
Capital Goods
Conglomerates 0.4%
Consumer Cyclical 0%
Consumer/Non-Cyclical
Energy 0%
Financial 93.85%
Healthcare 0%
Services 0.03%
Technology 0%
Transportation
Utilities

211 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SPDR S&P 500 ETF TR TR UNIT 48,879 5,108 11.67 248,838
BLACKROCK CR ALLCTN INC TR COM 43,832 50 .12 3,225,278
PIMCO DYNAMIC CR INCOME FD COM SHS 40,748 -16,280 (28.55) 1,830,557
NUVEEN CR STRATEGIES INCM FD COM SHS 28,108 4,675 19.95 3,194,114
ADAMS EXPRESS CO COM 24,283 New 1,746,371
TRI CONTL CORP COM 22,276 New 1,070,982
ISHARES TR S&P 100 ETF 21,868 New 250,000
ROYCE VALUE TR INC COM 21,733 -593 (2.65) 1,481,488
INVESCO MUN OPPORTUNITY TR COM 21,551 New 1,682,343
POWERSHARES ETF TRUST FTSE RAFI 1000 21,037 New 240,668
VANGUARD INTL EQUITY INDEX FD FTSE EMR MKT ETF 20,792 New 501,375
NUVEEN PREM INCOME MUN FD 2 COM 20,761 87 .42 1,496,800
TEMPLETON GLOBAL INCOME FD COM 20,625 8,274 66.99 2,627,378
LIBERTY ALL STAR EQUITY FD SH BEN INT 20,188 377 1.90 3,517,026
CLOUGH GLOBAL OPPORTUNITIES FD SH BEN INT 18,698 505 2.78 1,551,678
VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 18,282 15,938 679.80 473,753
BLACKROCK MULTI-SECTOR INC TR COM 17,849 -2,690 (13.1) 1,001,614
NUVEEN INTER DURATION MN TMFD COM 17,675 New 1,407,281
NUVEEN MUN ADVANTAGE FD INC COM 17,144 37 .22 1,260,570
ALPINE TOTAL DYNAMIC DIVID FD COM SH BEN INT N 16,159 New 1,914,603


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