RIVERNORTH CAPITAL MANAGEMENT, LLC Information

325 N. LASALLE STREET, CHICAGO, Illinois, 60654, (312) 832-0409

Report Date: 03/31/2015

Position Statistics

Total Positions 208
New Positions 11
Increased Positions 80
Decreased Positions 89
Positions with Activity 169
Sold Out Positions 35
Total Mkt Value (in $ millions) 1,468

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 0.75%
Consumer Cyclical
Consumer/Non-Cyclical
Energy 0%
Financial 88.71%
Healthcare
Services
Technology 0%
Transportation
Utilities

208 Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
PIMCO DYNAMIC CR INCOME FD COM SHS 82,114 16,884 25.88 4,063,036
BLACKROCK CR ALLCTN INC TR COM 39,742 -284 (0.71) 3,139,198
NUVEEN CR STRATEGIES INCM FD COM SHS 35,270 New 4,082,213
ALLIANCEBERNSTEIN INCOME FUND COM 34,062 13,897 68.92 4,559,777
BOULDER GROWTH & INCOME FD INC COM 32,808 16,021 95.44 3,873,490
AMERICAN CAP LTD COM 27,720 7,514 37.19 2,054,850
VANGUARD INTL EQUITY INDEX FD FTSE EMR MKT ETF 26,628 New 651,375
NEXPOINT RESIDENTIAL TR INC COM 26,232 472 1.83 1,910,562
SPDR S&P 500 ETF TR TR UNIT 25,380 -10,322 (28.91) 122,315
ADAMS DIVERSIFIED EQUITY FD COM 24,677 141 .57 1,756,371
TRI CONTL CORP COM 23,903 862 3.74 1,119,584
TEMPLETON GLOBAL INCOME FD COM 23,037 -774 (3.25) 3,263,098
ISHARES TR S&P 100 ETF 22,888 New 250,000
POWERSHARES ETF TRUST FTSE RAFI 1000 21,963 New 240,668
LIBERTY ALL STAR EQUITY FD SH BEN INT 21,738 1,139 5.53 3,767,504
BLACKROCK CORPOR HI YLD FD INC COM 21,165 6,153 40.99 1,959,716
BLACKROCK DEBT STRAT FD INC COM 19,972 217 1.10 5,517,166
BLACKSTONE GSO STRATEGIC CR FD COM SHS BEN IN 19,841 2,583 14.96 1,253,380
ABERDEEN ASIA PACIFIC INCOM FD COM 19,818 -2,095 (9.56) 3,987,546
ROYCE VALUE TR INC COM 19,530 -260 (1.31) 1,413,149