RICHARD BERNSTEIN ADVISORS LLC Information

120 W 45TH STREET, NEW YORK, New York, 10036, (212) 692-4000

Report Date: 09/30/2014

Position Statistics

Total Positions 315
New Positions 60
Increased Positions 134
Decreased Positions 6
Positions with Activity 140
Sold Out Positions 2
Total Mkt Value (in $ millions) 973

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.36%
Capital Goods 5.91%
Conglomerates
Consumer Cyclical 4.27%
Consumer/Non-Cyclical 7.6%
Energy 5.95%
Financial 26.61%
Healthcare 8.37%
Services 9.41%
Technology 18.8%
Transportation 3.26%
Utilities 4.8%

140 Activity Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SPDR SERIES TRUST NUV HGHYLD MUN 34,938 14,492 70.88 608,886
VANGUARD WORLD FDS ENERGY ETF 21,605 15,668 263.90 196,036
MICROSOFT CORP COM 15,536 275 1.80 326,928
EXXON MOBIL CORP COM 13,418 277 2.11 147,195
JPMORGAN CHASE & CO COM 11,406 4,853 74.05 185,524
PIMCO ETF TR ENHAN SHRT MA AC 11,013 11,013 New 108,947
WHIRLPOOL CORP COM 8,209 4,588 126.68 43,088
PRUDENTIAL FINL INC COM 7,810 3,311 73.58 86,841
SEAGATE TECHNOLOGY PLC SHS 7,444 4,020 117.38 110,102
INTL PAPER CO COM 7,379 2,155 41.25 136,268
GENERAL MTRS CO COM 7,317 2,306 46.03 230,447
FORD MTR CO DEL COM PAR $0.01 7,298 2,585 54.86 492,798
JOHNSON CTLS INC COM 7,265 2,222 44.06 153,915
MICRON TECHNOLOGY INC COM 7,195 3,918 119.58 208,852
XEROX CORP COM 7,091 459 6.92 510,519
NEWELL RUBBERMAID INC COM 6,944 379 5.77 187,888
TE CONNECTIVITY LTD REG SHS 6,827 1,279 23.06 107,164
METLIFE INC COM 6,806 3,886 133.11 125,967
AUTOMATIC DATA PROCESSING INC COM 6,622 101 1.55 77,284
CONOCOPHILLIPS COM 6,237 112 1.82 89,418