REGIMENT CAPITAL MANAGEMENT LLC Information

222 BERKELEY STREET, BOSTON, Massachusetts, 02116, (617) 488-1600

Report Date: 03/31/2014

Position Statistics

Total Positions 15
New Positions 4
Increased Positions 7
Decreased Positions 2
Positions with Activity 9
Sold Out Positions 1
Total Mkt Value (in $ millions) 195

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 13.9%
Capital Goods 6.58%
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical
Energy 10.06%
Financial 13.6%
Healthcare
Services 13.9%
Technology
Transportation 36.56%
Utilities

15 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
NAVIOS MARITIME HOLDINGS INC COM 40,725 7,168 21.36 4,545,203
SAFE BULKERS INC COM 30,520 New 3,500,000
AXIALL CORP COM 27,090 4,515 20 600,000
BLACKSTONE GSO STRATEGIC CR FD COM SHS BEN IN 25,279 New 1,424,996
APOLLO ED GROUP INC CL A 23,036 -24,388 (51.43) 777,180
WCI CMNTYS INC COM PAR $0.01 12,827 New 690,756
APOLLO TACTICAL INCOME FD INC COM 10,523 New 575,000
HALCON RES CORP COM NEW 7,080 7,080 New 1,000,000
EXCO RESOURCES INC COM 4,383 1,681 62.21 805,705
FOREST OIL CORP COM PAR $0.01 4,211 4,211 New 1,799,690
ALPHA NATURAL RESOURCES INC COM 3,924 New 1,200,000
BIOSCRIP INC COM 3,110 3,110 New 421,400
PROSHARES TR REAL EST NEW 11 1,228 New 79,666
RADIOSHACK CORP COM 942 942 New 1,100,000
STRAYER ED INC COM -13,218 Sold Out 0