REGENT INVESTMENT MANAGEMENT LLC Information

4350 BROWNSBORO ROAD, LOUISVILLE, Kentucky, 40207, (502) 719-1000

Report Date: 09/30/2014

Position Statistics

Total Positions 204
New Positions 7
Increased Positions 42
Decreased Positions 111
Positions with Activity 153
Sold Out Positions 13
Total Mkt Value (in $ millions) 204

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.28%
Capital Goods 1.92%
Conglomerates
Consumer Cyclical 3.02%
Consumer/Non-Cyclical 9.93%
Energy 8.87%
Financial 17.51%
Healthcare 16.5%
Services 20.72%
Technology 15.27%
Transportation 1.54%
Utilities 2.32%

204 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
APPLE INC COM 7,015 -273 (3.75) 59,653
CVS HEALTH CORP COM 6,512 -31 (0.47) 72,123
JOHNSON & JOHNSON COM 5,016 -428 (7.86) 47,014
WALGREEN CO COM 4,945 76 1.55 72,925
PROCTER & GAMBLE CO COM 4,762 -154 (3.14) 53,622
GILEAD SCIENCES INC COM 4,614 -446 (8.82) 45,635
MCKESSON CORP COM 4,124 -31 (0.74) 19,740
FARMERS CAP BK CORP COM 4,102 106 2.64 176,752
CELGENE CORP COM 3,933 216 5.81 35,409
JPMORGAN CHASE & CO COM 3,905 -92 (2.29) 64,753
MACYS INC COM 3,765 -160 (4.07) 58,920
KINDER MORGAN INC DEL COM 3,201 652 25.60 78,540
DIAGEO P L C SPON ADR NEW 3,186 -254 (7.39) 26,619
V F CORP COM 3,024 27 .91 40,830
CHEVRON CORP NEW COM 2,886 10 .36 24,849
TIME WARNER INC COM NEW 2,723 -93 (3.29) 33,025
WILLIAMS COS INC DEL COM 2,690 -148 (5.22) 48,995
GOOGLE INC CL C 2,472 32 1.31 4,569
PRICELINE GRP INC COM NEW 2,470 601 32.18 2,095
VERIZON COMMUNICATIONS INC COM 2,460 -28 (1.13) 49,849