REGENT INVESTMENT MANAGEMENT LLC Information

4350 BROWNSBORO ROAD, LOUISVILLE, Kentucky, 40207, (502) 719-1000

Report Date: 03/31/2013

Position Statistics:

Total Positions 167
New Positions 15
Increased Positions 55
Decreased Positions 74
Positions with Activity 129
Sold Out Positions 8
Total Mkt Value
(in $ millions)
132

Sector Weighting

Basic Materials 2.43%
Capital Goods 2.64%
Conglomerates
Consumer Cyclical 1.79%
Consumer/Non-Cyclical 11.53%
Energy 11.59%
Financial 20.74%
Healthcare 13.7%
Services 16.71%
Technology 14.8%
Transportation 0.66%
Utilities 3.41%

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

167 Positions as of 03/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
FARMERS CAP BK CORP COM 3,580 1,480 70.47 172,202
JOHNSON & JOHNSON COM 3,513 -48 (1.35) 40,285
CVS CAREMARK CORPORATION COM 3,297 134 4.24 56,521
WALGREEN CO COM 3,213 429 15.43 63,755
CHEVRON CORP NEW COM 3,150 4 .12 25,117
APPLE INC COM 3,017 -168 (5.28) 6,824
GOOGLE INC CL A 2,783 128 4.82 3,152
DIAGEO P L C SPON ADR NEW 2,450 52 2.16 20,114
PROCTER & GAMBLE CO COM 2,419 -20 (0.84) 30,736
MCKESSON CORP COM 2,412 13 .56 20,565
GENERAL MLS INC COM 2,298 -20 (0.84) 47,050
INTERNATIONAL BUSINESS MACHS COM 2,083 -10 (0.49) 10,103
CONOCOPHILLIPS COM 2,048 -78 (3.65) 32,620
EXPRESS SCRIPTS HLDG CO COM 1,996 28 1.41 31,736
TIME WARNER INC COM NEW 1,964 271 15.99 32,645
V F CORP COM 1,934 -35 (1.76) 10,448
JPMORGAN CHASE & CO COM 1,832 -12 (0.64) 34,338
DU PONT E I DE NEMOURS & CO COM 1,824 -38 (2.04) 32,958
COCA COLA CO COM 1,823 -389 (17.59) 43,466
KINDER MORGAN INC DEL COM 1,760 370 26.65 43,505

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