REGENT INVESTMENT MANAGEMENT LLC Information

4350 BROWNSBORO ROAD, LOUISVILLE, Kentucky, 40207, (502) 719-1000

Report Date: 06/30/2014

Position Statistics

Total Positions 201
New Positions 13
Increased Positions 67
Decreased Positions 62
Positions with Activity 129
Sold Out Positions 5
Total Mkt Value (in $ millions) 205

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.31%
Capital Goods 1.91%
Conglomerates
Consumer Cyclical 2.91%
Consumer/Non-Cyclical 10.18%
Energy 10.09%
Financial 18.2%
Healthcare 15.88%
Services 19.56%
Technology 15.44%
Transportation 1.44%
Utilities 1.99%

201 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
APPLE INC COM 6,251 -81 (1.28) 61,978
CVS HEALTH CORP COM 5,958 102 1.73 72,461
JOHNSON & JOHNSON COM 5,402 13 .25 51,022
GILEAD SCIENCES INC COM 5,243 35 .66 50,047
PROCTER & GAMBLE CO COM 4,655 135 3.00 55,359
WALGREEN CO COM 4,570 4 .08 71,810
JPMORGAN CHASE & CO COM 3,976 55 1.40 66,271
MCKESSON CORP COM 3,884 -14 (0.35) 19,888
FARMERS CAP BK CORP COM 3,816 New 172,202
MACYS INC COM 3,700 27 .74 61,420
DIAGEO P L C SPON ADR NEW 3,504 44 1.29 28,744
CELGENE CORP COM 3,098 255 8.99 33,464
CHEVRON CORP NEW COM 3,094 -1 (0.04) 24,759
HALLIBURTON CO COM 3,065 147 5.04 45,555
WILLIAMS COS INC DEL COM 2,963 -89 (2.93) 51,695
COCA COLA CO COM 2,829 2 .07 67,937
V F CORP COM 2,684 New 40,461
INTERNATIONAL BUSINESS MACHS COM 2,655 -39 (1.43) 13,758
TIME WARNER INC COM NEW 2,621 -49 (1.84) 34,150
GOOGLE INC CL C 2,616 354 15.67 4,510