REGAL INVESTMENT ADVISORS LLC Information

2687 44TH STREET SE, KENTWOOD, Michigan, 49512, (616) 224-2204

Report Date: 09/30/2014

Position Statistics

Total Positions 1,021
New Positions 107
Increased Positions 401
Decreased Positions 291
Positions with Activity 692
Sold Out Positions 57
Total Mkt Value (in $ millions) 333

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.75%
Capital Goods 0.97%
Conglomerates 0%
Consumer Cyclical 0.96%
Consumer/Non-Cyclical 4.09%
Energy 3.43%
Financial 57.96%
Healthcare 5.9%
Services 12.78%
Technology 3.83%
Transportation 0.46%
Utilities 4.37%

1,021 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
WILLIAMS PARTNERS L P COM UNIT L P 17 New 400
L BRANDS INC COM 17 New 200
VERA BRADLEY INC COM 17 New 887
STONE ENERGY CORP COM 17 17 New 1,200
WISDOMTREE TR TTL EARNING FD 17 .42 237
LIFELOCK INC COM 17 17 New 1,135
VARIAN MED SYS INC COM 16 -84 (83.55) 178
ARM HLDGS PLC SPONSORED ADR 16 New 350
HEALTH CARE REIT INC COM 16 6 60 200
NEXTERA ENERGY INC COM 16 New 150
TESORO CORP COM 16 New 200
FIRST TR EXCHANGE TRADED FD II UTILITIES ALPH 16 -1,712 (99.06) 650
EXTREME NETWORKS INC COM 16 New 5,540
ETFS PLATINUM TR SH BEN INT 16 8 107.69 135
SK TELECOM LTD SPONSORED ADR 16 -3 (15.17) 565
TAL ED GROUP ADS REPSTG COM 16 -3 (13.84) 523
ALBEMARLE CORP COM 16 -7 (30) 336
SPECTRA ENERGY CORP COM 16 New 484
MACQUARIE FT TR GB INF UT DIV COM 16 New 1,000
ISHARES TR USA MIN VOL ETF 16 16 New 400