REGAL INVESTMENT ADVISORS, LLC Information

2687 44TH ST. SE, KENTWOOD, Michigan, 49512, (616) 224-2204

Report Date: 03/31/2014

Position Statistics

Total Positions 1,102
New Positions 172
Increased Positions 492
Decreased Positions 266
Positions with Activity 758
Sold Out Positions 92
Total Mkt Value (in $ millions) 249

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3%
Capital Goods 2.27%
Conglomerates 0%
Consumer Cyclical 1.95%
Consumer/Non-Cyclical 3.21%
Energy 5.14%
Financial 51.66%
Healthcare 7.37%
Services 8.3%
Technology 7.5%
Transportation 2.41%
Utilities 3.22%

1,102 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ALCOA INC COM 17 8 101.40 1,007
HERCULES TECH GROWTH CAP INC COM 17 17 New 1,000
MCCORMICK & CO INC COM NON VTG 17 New 235
TIME WARNER CABLE INC COM 16 3 26.14 111
VERIFONE SYS INC COM 16 -9 (35.21) 460
ISHARES MSCI JAPAN ETF 16 4 30.81 1,350
ASSOCIATED ESTATES RLTY CORP COM 16 New 900
PROSHARES TR S&P 500 ARISTO 16 12 250 350
RPC INC COM 16 -1,917 (99.18) 691
PEGASYSTEMS INC COM 16 9 125 720
ANIKA THERAPEUTICS INC COM 16 2 14.04 325
GERDAU S A SPON ADR REP PFD 16 New 2,574
CHUBB CORP COM 15 15 New 163
CMS ENERGY CORP COM 15 15 New 500
ISHARES EAFE VALUE ETF 15 New 261
ACUITY BRANDS INC COM 15 14 1,200 130
MEDIFAST INC COM 15 New 500
WHOLE FOODS MKT INC COM 15 New 400
NEXTERA ENERGY INC COM 15 New 150
BP PRUDHOE BAY RTY TR UNIT BEN INT 15 -7 (31.03) 160