REGAL INVESTMENT ADVISORS LLC Information

2687 44TH STREET SE, KENTWOOD, Michigan, 49512, (616) 224-2204

Report Date: 06/30/2014

Position Statistics

Total Positions 1,088
New Positions 79
Increased Positions 355
Decreased Positions 387
Positions with Activity 742
Sold Out Positions 172
Total Mkt Value (in $ millions) 284

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.38%
Capital Goods 1.32%
Conglomerates 0%
Consumer Cyclical 1.04%
Consumer/Non-Cyclical 4.07%
Energy 5.7%
Financial 53.54%
Healthcare 5.94%
Services 13.81%
Technology 4.42%
Transportation 0.54%
Utilities 3.42%

172 Sold Out Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
51JOB INC SP ADR REP COM -33 Sold Out 0
ACE LIMITED SHS -38 Sold Out 0
ACUSPHERE INC COM NEW Sold Out 0
AKZO NOBEL NV SPONSORED ADR -2 Sold Out 0
ALLERGAN INC COM -33 Sold Out 0
ALLIANCE DATA SYSTEMS CORP COM -24 Sold Out 0
ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN -16 Sold Out 0
ALTIUS MINERALS CORP COM -7 Sold Out 0
AMERICAN HOME MTG INVT CORP COM Sold Out 0
AMERICAN LD LEASE INC PFDSER A 7.75NEW -7 Sold Out 0
AMERICAN RLTY CAP PPTYS INC PFD F 6.70% -231 Sold Out 0
AMERICARE HEALTH SCAN INC COM Sold Out 0
ANPATH GROUP INC COM PAR $0.001 Sold Out 0
AON PLC SHS CL A -38 Sold Out 0
ATHEROGENICS INC COM Sold Out 0
AVEC CORP COM Sold Out 0
AXA SA SPONSORED ADR -116 Sold Out 0
B/E AEROSPACE INC COM -17 Sold Out 0
BANK NEW YORK MELLON CORP DP1/4000 PFD-C -12 Sold Out 0
BIG BEAR MNG CORP COM NEW Sold Out 0