REGAL INVESTMENT ADVISORS, LLC Information

2687 44TH ST. SE, KENTWOOD, Michigan, 49512, (616) 224-2204

Report Date: 12/31/2013

Position Statistics

Total Positions 1,123
New Positions 217
Increased Positions 430
Decreased Positions 509
Positions with Activity 939
Sold Out Positions 198
Total Mkt Value (in $ millions) 173

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.85%
Capital Goods 0.68%
Conglomerates 0%
Consumer Cyclical 3.06%
Consumer/Non-Cyclical 4.2%
Energy 6.22%
Financial 46.21%
Healthcare 4.63%
Services 13.93%
Technology 7.39%
Transportation 1.31%
Utilities 4.28%

1,123 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ISHARES CORE S&P500 ETF 3,394 1,615 90.81 18,587
ISHARES U.S. PFD STK ETF 3,123 -147 (4.5) 80,079
VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 2,802 28 1.01 68,750
AT&T INC COM 2,750 167 6.46 78,115
VANGUARD INDEX FDS VALUE ETF 2,707 -532 (16.43) 35,575
APPLE INC COM 2,614 -229 (8.04) 5,030
ISHARES RUS 1000 GRW ETF 2,612 -5 (0.19) 31,288
SPDR SER TR SHT TRM HGH YLD 2,598 654 33.64 84,137
VANGUARD MALVERN FDS STRM INFPROIDX 2,413 -50 (2.02) 48,735
SPDR SERIES TRUST WELLS FG PFD ETF 2,222 -152 (6.4) 52,163
VANGUARD BD INDEX FD INC SHORT TRM BOND 2,219 229 11.51 27,642
POWERSHARES QQQ TRUST UNIT SER 1 2,112 1,588 302.86 25,110
PITNEY BOWES INC COM 2,077 -793 (27.62) 83,046
ISHARES 3YRTB ETF 1,954 -16 (0.81) 20,209
JPMORGAN CHASE & CO ALERIAN ML ETN 1,846 -161 (8) 38,835
SPDR SERIES TRUST BRC HGH YLD BD 1,824 765 72.25 44,429
CONOCOPHILLIPS COM 1,791 429 31.46 25,270
VANGUARD INTL EQUITY INDEX FD FTSE EMR MKT ETF 1,790 62 3.61 43,331
ADVANCE AUTO PARTS INC COM 1,774 238 15.52 15,260
VANGUARD INDEX FDS MID CAP ETF 1,728 -1 (0.08) 15,844