RBF CAPITAL, LLC Information

3047 FILLMORE ST., SAN FRANCISCO, California, 94123, (415) 800-8212

Report Date: 09/30/2014

Position Statistics

Total Positions 288
New Positions 10
Increased Positions 26
Decreased Positions 20
Positions with Activity 46
Sold Out Positions 11
Total Mkt Value (in $ millions) 445

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.69%
Capital Goods 4.25%
Conglomerates 0.23%
Consumer Cyclical 2.6%
Consumer/Non-Cyclical 6.38%
Energy 1.91%
Financial 49.4%
Healthcare 4.24%
Services 17.54%
Technology 7.01%
Transportation 1.86%
Utilities

288 Positions as of 09/30/2014

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
A H BELO CORP COM CL A 192 New 20,485
ACI WORLDWIDE INC COM 222 New 12,000
ACTIONS SEMICONDUCTOR CO LTD ADR 513 New 265,683
ADVANCED MICRO DEVICES INC COM 263 263 New 99,895
ADVISORY BRD CO COM -185 Sold Out 0
AEP INDS INC COM 1,886 New 37,000
AETNA INC NEW COM 463 New 5,000
AGILYSYS INC COM 242 New 22,505
ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN 755 New 30,000
ALPHA PRO TECH LTD COM -42 Sold Out 0
AMBASSADORS GROUP INC COM -36 Sold Out 0
AMEC PLC SPONSORED ADR 133 New 10,798
AMERCO COM 815 New 2,800
AMERICAN EXPRESS CO COM 1,226 New 15,000
AMERICAN INTL GROUP INC COM NEW 3,002 New 61,000
AMERICAN TOWER CORP NEW COM 1,978 New 20,000
AMKOR TECHNOLOGY INC COM 73 73 New 10,999
ANADARKO PETE CORP COM 158 New 2,000
AON PLC SHS CL A 273 New 3,000
APOLLO GLOBAL MGMT LLC CL A SHS 252 New 10,000