RBF CAPITAL, LLC Information

3047 FILLMORE ST., SAN FRANCISCO, California, 94123, (415) 800-8212

Report Date: 09/30/2014

Position Statistics

Total Positions 289
New Positions 10
Increased Positions 26
Decreased Positions 20
Positions with Activity 46
Sold Out Positions 11
Total Mkt Value (in $ millions) 460

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.61%
Capital Goods 4.33%
Conglomerates 0.23%
Consumer Cyclical 2.58%
Consumer/Non-Cyclical 6.22%
Energy 1.95%
Financial 50.52%
Healthcare 4.18%
Services 17.07%
Technology 6.75%
Transportation 1.7%
Utilities

289 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
CAREER EDUCATION CORP COM 621 New 96,317
DANA HLDG CORP COM 620 New 30,000
FEDERATED NATL HLDG CO COM 620 New 25,000
DELUXE CORP COM 613 New 10,000
COWEN GROUP INC NEW CL A 608 New 130,734
C D I CORP COM 604 4 .66 34,787
AUTODESK INC COM 595 New 10,000
PGT INC COM 585 New 65,000
CENTRAL GARDEN & PET CO COM 583 15 2.65 69,767
RESOURCE AMERICA INC CL A 580 New 61,273
ARROW ELECTRS INC COM 574 New 10,000
GENCOR INDS INC COM 573 New 60,758
H & E EQUIPMENT SERVICES INC COM 561 New 20,000
BAKER HUGHES INC COM 558 New 10,000
NATHANS FAMOUS INC NEW COM 555 New 7,000
COMMUNITY HEALTH SYS INC NEW COM 545 New 9,982
AVID TECHNOLOGY INC COM 540 New 38,906
NCI BUILDING SYS INC COM NEW 535 New 30,000
ACTIONS SEMICONDUCTOR CO LTD ADR 529 New 265,683
HORMEL FOODS CORP COM 520 New 10,000