RBF CAPITAL, LLC Information

3047 FILLMORE ST., SAN FRANCISCO, California, 94123, (415) 800-8212

Report Date: 09/30/2014

Position Statistics

Total Positions 289
New Positions 10
Increased Positions 26
Decreased Positions 20
Positions with Activity 46
Sold Out Positions 11
Total Mkt Value (in $ millions) 442

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.6%
Capital Goods 4.33%
Conglomerates 0.24%
Consumer Cyclical 2.61%
Consumer/Non-Cyclical 6.25%
Energy 1.94%
Financial 50.26%
Healthcare 4.25%
Services 17.21%
Technology 6.73%
Transportation 1.71%
Utilities

289 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
UNIVERSAL TECHNICAL INST INC COM 951 New 100,000
UBS AG SHS NEW 933 933 New 54,750
NABORS INDUSTRIES LTD SHS 930 1 .11 88,524
KROGER CO COM 923 New 15,000
MSCI INC COM 922 New 20,000
DISCOVER FINL SVCS COM 912 New 15,100
WILLIS LEASE FINANCE CORP COM 860 New 40,000
CAMPBELL SOUP CO COM 854 New 20,000
CREDIT SUISSE GROUP SPONSORED ADR 842 588 231.04 33,908
MARSH & MCLENNAN COS INC COM 841 New 15,000
UNITED BANCSHARES INC OHIO COM 840 New 57,500
DST SYS INC DEL COM 837 New 9,000
EVEREST RE GROUP LTD COM 834 New 5,000
VALSPAR CORP COM 824 New 10,000
PERFECT WORLD CO LTD SPON ADR REP B 816 New 54,900
HARDINGE INC COM 802 New 70,000
FIRST CMNTY CORP S C COM 802 New 70,000
EQUIFAX INC COM 796 New 10,000
SUNTRUST BKS INC COM 795 New 20,000
BROADWIND ENERGY INC COM NEW 786 New 137,894