RBF CAPITAL, LLC Information

3047 FILLMORE ST., SAN FRANCISCO, California, 94123, (415) 800-8212

Report Date: 09/30/2014

Position Statistics

Total Positions 289
New Positions 10
Increased Positions 26
Decreased Positions 20
Positions with Activity 46
Sold Out Positions 11
Total Mkt Value (in $ millions) 464

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.65%
Capital Goods 4.36%
Conglomerates 0.24%
Consumer Cyclical 2.6%
Consumer/Non-Cyclical 6.23%
Energy 2.01%
Financial 50.45%
Healthcare 4.13%
Services 16.98%
Technology 6.83%
Transportation 1.66%
Utilities

11 Sold Out Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
ADVISORY BRD CO COM -200 Sold Out 0
ALPHA PRO TECH LTD COM -41 Sold Out 0
AMBASSADORS GROUP INC COM -37 Sold Out 0
DEX MEDIA INC NEW COM -179 Sold Out 0
GENERAL MTRS CO COM -201 Sold Out 0
IEC ELECTRS CORP NEW COM -65 Sold Out 0
OFFICE DEPOT INC COM -103 Sold Out 0
PARKER DRILLING CO COM -33 Sold Out 0
SANDISK CORP COM -1,004 Sold Out 0
SEVENTY SEVEN ENERGY INC COM -133 Sold Out 0
VIOLIN MEMORY INC COM -73 Sold Out 0