RBF CAPITAL, LLC Information

3047 FILLMORE ST., SAN FRANCISCO, California, 94123, (415) 800-8212

Report Date: 09/30/2014

Position Statistics

Total Positions 289
New Positions 10
Increased Positions 26
Decreased Positions 20
Positions with Activity 46
Sold Out Positions 11
Total Mkt Value (in $ millions) 464

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.65%
Capital Goods 4.36%
Conglomerates 0.24%
Consumer Cyclical 2.6%
Consumer/Non-Cyclical 6.22%
Energy 1.99%
Financial 50.41%
Healthcare 4.15%
Services 17.02%
Technology 6.81%
Transportation 1.7%
Utilities

11 Sold Out Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held ▲
ADVISORY BRD CO COM -197 Sold Out 0
ALPHA PRO TECH LTD COM -41 Sold Out 0
AMBASSADORS GROUP INC COM -35 Sold Out 0
DEX MEDIA INC NEW COM -181 Sold Out 0
GENERAL MTRS CO COM -201 Sold Out 0
IEC ELECTRS CORP NEW COM -65 Sold Out 0
OFFICE DEPOT INC COM -103 Sold Out 0
PARKER DRILLING CO COM -33 Sold Out 0
SANDISK CORP COM -1,007 Sold Out 0
SEVENTY SEVEN ENERGY INC COM -133 Sold Out 0
VIOLIN MEMORY INC COM -75 Sold Out 0