RBF CAPITAL, LLC Information

3047 FILLMORE ST., SAN FRANCISCO, California, 94123, (415) 800-8212

Report Date: 09/30/2014

Position Statistics

Total Positions 288
New Positions 10
Increased Positions 26
Decreased Positions 20
Positions with Activity 46
Sold Out Positions 11
Total Mkt Value (in $ millions) 443

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.74%
Capital Goods 4.27%
Conglomerates 0.23%
Consumer Cyclical 2.6%
Consumer/Non-Cyclical 6.31%
Energy 1.98%
Financial 49.5%
Healthcare 4.19%
Services 17.44%
Technology 7.03%
Transportation 1.83%
Utilities

11 Sold Out Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
ADVISORY BRD CO COM -188 Sold Out 0
ALPHA PRO TECH LTD COM -42 Sold Out 0
AMBASSADORS GROUP INC COM -36 Sold Out 0
DEX MEDIA INC NEW COM -136 Sold Out 0
GENERAL MTRS CO COM -196 Sold Out 0
IEC ELECTRS CORP NEW COM -56 Sold Out 0
OFFICE DEPOT INC COM -90 Sold Out 0
PARKER DRILLING CO COM -29 Sold Out 0
SANDISK CORP COM -759 Sold Out 0
SEVENTY SEVEN ENERGY INC COM -79 Sold Out 0
VIOLIN MEMORY INC COM -58 Sold Out 0