RBF CAPITAL, LLC Information

3047 FILLMORE ST., SAN FRANCISCO, California, 94123, (415) 800-8212

Report Date: 03/31/2014

Position Statistics

Total Positions 296
New Positions 9
Increased Positions 16
Decreased Positions 36
Positions with Activity 52
Sold Out Positions 13
Total Mkt Value (in $ millions) 415

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.86%
Capital Goods 5.26%
Conglomerates 0.27%
Consumer Cyclical 2.78%
Consumer/Non-Cyclical 5.47%
Energy 3.12%
Financial 49.29%
Healthcare 3.39%
Services 16.67%
Technology 7.12%
Transportation 1.72%
Utilities

13 Sold Out Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
NATIONAL OILWELL VARCO INC COM -1,738 Sold Out 0
PENNEY J C INC COM -1,531 Sold Out 0
AMERICAN EAGLE OUTFITTERS NEW COM -430 Sold Out 0
HARTE-HANKS INC COM -360 Sold Out 0
RYLAND GROUP INC COM -192 Sold Out 0
BON-TON STORES INC COM -186 Sold Out 0
NOW INC COM -182 Sold Out 0
CARDTRONICS INC COM -159 Sold Out 0
TESSCO TECHNOLOGIES INC COM -157 Sold Out 0
LO-JACK CORP COM -129 Sold Out 0
AMKOR TECHNOLOGY INC COM -112 Sold Out 0
COMMUNITY HEALTH SYS INC NEW COM -89 Sold Out 0
DOLAN CO COM -1 Sold Out 0