RBF CAPITAL, LLC Information

3047 FILLMORE ST., SAN FRANCISCO, California, 94123, (415) 800-8212

Report Date: 03/31/2017

Position Statistics

Total Positions 387
New Positions 16
Increased Positions 28
Decreased Positions 46
Positions with Activity 74
Sold Out Positions 19
Total Mkt Value (in $ millions) 755

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Energy 5.22%
Basic Materials 9.99%
Industrials 7.73%
Consumer Cyclicals 6.9%
Consumer Non-Cyclicals 8.22%
Financials 36.7%
Healthcare 5.49%
Technology 19.44%
Telecommunication Services 0.26%
Utilities

19 Sold Out Positions as of 03/31/2017

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
AEROHIVE NETWORKS INC COM -96 Sold Out 0
AMKOR TECHNOLOGY INC COM -250 Sold Out 0
CALITHERA BIOSCIENCES INC COM -212 Sold Out 0
COMMVAULT SYSTEMS INC COM -253 Sold Out 0
CONDUENT INC COM -100 Sold Out 0
CUTERA INC COM -278 Sold Out 0
EXFO INC SUB VTG SHS -62 Sold Out 0
GSI TECHNOLOGY COM -241 Sold Out 0
HARTE-HANKS INC COM -31 Sold Out 0
INFOSYS LTD SPONSORED ADR -198 Sold Out 0
ISHARES TR RUS 2000 VAL ETF -14,680 Sold Out 0
ISHARES TR RUS 2000 GRW ETF -250 Sold Out 0
NORDSTROM INC COM -704 Sold Out 0
SEADRILL PARTNERS LLC COMUNIT REP LB -82 Sold Out 0
SERITAGE GROWTH PPTYS CL A -238 Sold Out 0
SHILOH INDS INC COM -103 Sold Out 0
SPDR GOLD TRUST GOLD SHS -752 Sold Out 0
STARBUCKS CORP COM -407 Sold Out 0
UPLAND SOFTWARE INC COM -293 Sold Out 0