RBF CAPITAL, LLC Information

3047 FILLMORE ST., SAN FRANCISCO, California, 94123, (415) 800-8212

Report Date: 09/30/2014

Position Statistics

Total Positions 288
New Positions 10
Increased Positions 26
Decreased Positions 20
Positions with Activity 46
Sold Out Positions 11
Total Mkt Value (in $ millions) 451

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.69%
Capital Goods 4.24%
Conglomerates 0.23%
Consumer Cyclical 2.61%
Consumer/Non-Cyclical 6.36%
Energy 1.96%
Financial 49.56%
Healthcare 4.23%
Services 17.47%
Technology 6.93%
Transportation 1.86%
Utilities

10 New Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
AMKOR TECHNOLOGY INC COM 74 74 New 10,999
SUPREME INDS INC CL A 103 103 New 13,266
GORDMANS STORES INC COM 104 104 New 26,855
MULTI FINELINE ELECTRONIX INC COM 149 149 New 11,680
ADVANCED MICRO DEVICES INC COM 270 270 New 99,895
RITE AID CORP COM 427 427 New 56,300
BP PLC SPONSORED ADR 804 804 New 20,000
UBS AG SHS NEW 936 936 New 54,750
BLYTH INC COM NEW 1,668 1,668 New 220,600
SPDR GOLD TRUST GOLD SHS 5,536 5,536 New 44,504