RBF CAPITAL, LLC Information

3047 FILLMORE ST., SAN FRANCISCO, California, 94123, (415) 800-8212

Report Date: 06/30/2014

Position Statistics

Total Positions 294
New Positions 12
Increased Positions 27
Decreased Positions 33
Positions with Activity 60
Sold Out Positions 14
Total Mkt Value (in $ millions) 431

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.9%
Capital Goods 4.91%
Conglomerates 0.26%
Consumer Cyclical 2.79%
Consumer/Non-Cyclical 5.19%
Energy 2.97%
Financial 48.62%
Healthcare 4.28%
Services 17.07%
Technology 7.41%
Transportation 1.48%
Utilities

27 INCREASED Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
ANADARKO PETE CORP COM 214 214 New 2,000
AVID TECHNOLOGY INC COM 391 391 New 38,906
COMMUNITY HEALTH SYS INC NEW COM 563 563 New 9,982
DEX MEDIA INC NEW COM 227 227 New 20,000
LUCAS ENERGY INC COM NEW 423 423 New 682,280
NORTHERN TR CORP COM 477 477 New 6,900
SANDISK CORP COM 1,000 1,000 New 10,000
SIGA TECHNOLOGIES INC COM 108 108 New 91,377
SPIRIT AEROSYSTEMS HLDGS INC COM CL A 790 790 New 20,000
TECUMSEH PRODS CO COM 202 202 New 49,600
TUCOWS INC COM NEW 193 193 New 12,683
VERIZON COMMUNICATIONS INC COM 2,203 2,203 New 45,000
HUNTINGTON BANCSHARES INC COM 1,428 5 .32 142,600
BEL FUSE INC CL B 386 3 .66 15,305
EBAY INC COM 2,141 36 1.72 41,479
C D I CORP COM 541 12 2.26 34,558
HARBINGER GROUP INC COM 2,690 100 3.85 207,700
DATALINK CORP COM 152 6 4.01 12,983
NORANDA ALUM HLDG CORP COM 1,162 54 4.85 216,354
CARROLS RESTAURANT GROUP INC COM 1,586 85 5.67 217,000