RBF CAPITAL, LLC Information

3047 FILLMORE ST., SAN FRANCISCO, California, 94123, (415) 800-8212

Report Date: 12/31/2013

Position Statistics

Total Positions 297
New Positions 24
Increased Positions 40
Decreased Positions 37
Positions with Activity 77
Sold Out Positions 12
Total Mkt Value (in $ millions) 404

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.77%
Capital Goods 6.07%
Conglomerates 0.25%
Consumer Cyclical 2.8%
Consumer/Non-Cyclical 5.1%
Energy 2.87%
Financial 49.29%
Healthcare 3.12%
Services 17.13%
Technology 6.96%
Transportation 1.7%
Utilities

37 DECREASED Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
FEDERAL NATL MTG ASSN COM 156 -39 (20) 40,000
RCM TECHNOLOGIES INC COM NEW 132 -188 (58.78) 20,500
QC HLDGS INC COM 74 -8 (9.44) 32,839
GROUPON INC COM CL A 70 -209 (75) 10,000
DOLAN CO COM -1 (70.62) 14,700
AECOM TECHNOLOGY CORP DELAWARE COM -963 Sold Out 0
CHICOS FAS INC COM -156 Sold Out 0
CHINA YUCHAI INTL LTD COM -210 Sold Out 0
CISCO SYS INC COM -449 Sold Out 0
DEX MEDIA INC NEW COM -166 Sold Out 0
EXPEDIA INC DEL COM NEW -2,752 Sold Out 0
HARVARD APPARATUS REGENER TECH COM -75 Sold Out 0
HEWLETT PACKARD CO COM -811 Sold Out 0
PROGRESSIVE CORP OHIO COM -473 Sold Out 0
SELECT COMFORT CORP COM -171 Sold Out 0
SUPERTEL HOSPITALITY INC MD COM NEW -104 Sold Out 0
U S GLOBAL INVS INC CL A -113 Sold Out 0