RBF CAPITAL, LLC Information

3047 FILLMORE ST., SAN FRANCISCO, California, 94123, (415) 800-8212

Report Date: 12/31/2013

Position Statistics

Total Positions 297
New Positions 24
Increased Positions 40
Decreased Positions 37
Positions with Activity 77
Sold Out Positions 12
Total Mkt Value (in $ millions) 417

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.76%
Capital Goods 6%
Conglomerates 0.25%
Consumer Cyclical 2.78%
Consumer/Non-Cyclical 5.07%
Energy 3%
Financial 49.59%
Healthcare 3.14%
Services 16.79%
Technology 6.96%
Transportation 1.77%
Utilities

37 DECREASED Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
FEDERAL NATL MTG ASSN COM 158 -40 (20) 40,000
RCM TECHNOLOGIES INC COM NEW 141 -201 (58.78) 20,500
GROUPON INC COM CL A 74 -223 (75) 10,000
QC HLDGS INC COM 69 -7 (9.44) 32,839
DOLAN CO COM 1 -3 (70.62) 14,700
AECOM TECHNOLOGY CORP DELAWARE COM -997 Sold Out 0
CHICOS FAS INC COM -160 Sold Out 0
CHINA YUCHAI INTL LTD COM -212 Sold Out 0
CISCO SYS INC COM -470 Sold Out 0
DEX MEDIA INC NEW COM -147 Sold Out 0
EXPEDIA INC DEL COM NEW -2,899 Sold Out 0
HARVARD APPARATUS REGENER TECH COM -82 Sold Out 0
HEWLETT PACKARD CO COM -794 Sold Out 0
PROGRESSIVE CORP OHIO COM -474 Sold Out 0
SELECT COMFORT CORP COM -188 Sold Out 0
SUPERTEL HOSPITALITY INC MD COM NEW -100 Sold Out 0
U S GLOBAL INVS INC CL A -113 Sold Out 0