RBF CAPITAL, LLC Information

3047 FILLMORE ST., SAN FRANCISCO, California, 94123, (415) 800-8212

Report Date: 12/31/2013

Position Statistics

Total Positions 297
New Positions 24
Increased Positions 40
Decreased Positions 37
Positions with Activity 77
Sold Out Positions 12
Total Mkt Value (in $ millions) 415

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.82%
Capital Goods 6.08%
Conglomerates 0.25%
Consumer Cyclical 2.78%
Consumer/Non-Cyclical 5.08%
Energy 2.95%
Financial 49.49%
Healthcare 3.13%
Services 16.89%
Technology 6.92%
Transportation 1.71%
Utilities

77 Activity Positions as of 12/31/2013

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
COWEN GROUP INC NEW CL A 714 -293 (29.09) 177,734
TECUMSEH PRODS CO CL A 1,208 -117 (8.83) 195,100
U S GLOBAL INVS INC CL A -115 Sold Out 0
ARLINGTON ASSET INVT CORP CL A NEW 207 207 New 8,001
CENTURY BANCORP INC MASS CL A NON VTG 212 212 New 6,155
BEL FUSE INC CL B 345 110 47.05 14,705
AECOM TECHNOLOGY CORP DELAWARE COM -975 Sold Out 0
ALPHA PRO TECH LTD COM 85 85 New 41,250
AMBASSADORS GROUP INC COM 89 89 New 22,026
AMERICAN EAGLE OUTFITTERS NEW COM 440 330 300 40,000
AMERICAN TOWER CORP NEW COM 2,066 2,066 New 25,000
AMKOR TECHNOLOGY INC COM 71 71 New 10,050
BANK NEW YORK MELLON CORP COM 3,376 -338 (9.09) 100,000
BON-TON STORES INC COM 200 -8 (3.68) 18,300
BRUNSWICK CORP COM 216 216 New 5,000
C D I CORP COM 561 63 12.65 33,795
CARDTRONICS INC COM 186 186 New 5,000
CARROLS RESTAURANT GROUP INC COM 1,363 41 3.13 206,250
CF INDS HLDGS INC COM 242 242 New 1,000
CHICOS FAS INC COM -158 Sold Out 0