RBF CAPITAL, LLC Information

3047 FILLMORE ST., SAN FRANCISCO, California, 94123, (415) 800-8212

Report Date: 03/31/2014

Position Statistics

Total Positions 296
New Positions 9
Increased Positions 16
Decreased Positions 36
Positions with Activity 52
Sold Out Positions 13
Total Mkt Value (in $ millions) 418

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.89%
Capital Goods 5.21%
Conglomerates 0.27%
Consumer Cyclical 2.72%
Consumer/Non-Cyclical 5.43%
Energy 3.16%
Financial 49.36%
Healthcare 3.41%
Services 16.53%
Technology 7.26%
Transportation 1.72%
Utilities

52 Activity Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SPDR S&P 500 ETF TR TR UNIT 27,810 -914 (3.18) 140,000
MORGAN STANLEY COM NEW 20,886 -1,334 (6) 626,273
PEPSICO INC COM 13,665 496 3.77 150,460
STATE STR CORP COM 6,678 -703 (9.52) 95,000
GOLDMAN SACHS GROUP INC COM 4,067 -354 (8) 23,000
AMERICAN INTL GROUP INC COM NEW 3,356 -880 (20.78) 61,000
S L INDS INC COM 2,544 -555 (17.91) 80,316
STRATUS PPTYS INC COM NEW 2,090 -274 (11.58) 133,131
SPDR GOLD TRUST GOLD SHS 1,750 -2,018 (53.55) 13,934
WILLDAN GROUP INC COM 1,704 -638 (27.25) 200,000
COCA COLA CO COM 1,551 -82 (5) 38,000
CARROLS RESTAURANT GROUP INC COM 1,548 -7 (0.44) 205,350
HUNTINGTON BANCSHARES INC COM 1,402 -113 (7.44) 142,146
YELP INC CL A 1,168 69 6.25 17,000
YAHOO INC COM 1,041 -1,041 (50) 30,000
DISNEY WALT CO COM DISNEY 860 860 New 10,000
FLIR SYS INC COM 682 -341 (33.33) 20,000
OIL CO LUKOIL SPONSORED ADR 449 -262 (36.8) 7,900
DOVER DOWNS GAMING & ENTMT INC COM 441 8 1.85 330,276
FOSTER WHEELER AG COM 408 -43 (9.46) 12,000