RBF CAPITAL, LLC Information

3047 FILLMORE ST., SAN FRANCISCO, California, 94123, (415) 800-8212

Report Date: 09/30/2014

Position Statistics

Total Positions 288
New Positions 10
Increased Positions 26
Decreased Positions 20
Positions with Activity 46
Sold Out Positions 11
Total Mkt Value (in $ millions) 443

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.74%
Capital Goods 4.27%
Conglomerates 0.23%
Consumer Cyclical 2.6%
Consumer/Non-Cyclical 6.31%
Energy 1.98%
Financial 49.5%
Healthcare 4.19%
Services 17.44%
Technology 7.03%
Transportation 1.83%
Utilities

46 Activity Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SPDR S&P 500 ETF TR TR UNIT 26,926 997 3.85 135,000
PEPSICO INC COM 16,571 3,442 26.21 176,700
UNITED CONTL HLDGS INC COM 5,550 347 6.67 80,000
SPDR GOLD TRUST GOLD SHS 5,494 5,494 New 44,504
ENTRAVISION COMMUNICATIONS CP CL A 3,298 -33 (0.98) 534,527
VERIZON COMMUNICATIONS INC COM 3,200 1,143 55.56 70,000
WILLDAN GROUP INC COM 3,070 272 9.71 219,415
EBAY INC COM 2,167 -32 (1.45) 40,879
GOOGLE INC CL C 1,871 535 40 3,500
BLYTH INC COM NEW 1,635 1,635 New 220,600
KELLY SVCS INC CL A 1,137 17 1.51 67,280
NABORS INDUSTRIES LTD SHS 1,019 1 .11 88,524
UBS AG SHS NEW 903 903 New 54,750
BP PLC SPONSORED ADR 777 777 New 20,000
CREDIT SUISSE GROUP SPONSORED ADR 713 498 231.04 33,908
C D I CORP COM 591 4 .66 34,787
CENTRAL GARDEN & PET CO COM 590 15 2.65 69,767
FIVE STAR QUALITY CARE INC COM 560 38 7.33 161,000
SPIRIT AEROSYSTEMS HLDGS INC COM CL A 450 -450 (50) 10,000
RITE AID CORP COM 393 393 New 56,300