RATHBONE BROTHERS PLC Information

PORT OF LIVERPOOL BUILDING, LIVERPOOL, , L31NW, (44151) 243-7155

Report Date: 06/30/2014

Position Statistics

Total Positions 305
New Positions 17
Increased Positions 152
Decreased Positions 79
Positions with Activity 231
Sold Out Positions 12
Total Mkt Value (in $ millions) 1,430

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.33%
Capital Goods 8.93%
Conglomerates
Consumer Cyclical 1.11%
Consumer/Non-Cyclical 11.87%
Energy 8.9%
Financial 21.63%
Healthcare 4.88%
Services 20.66%
Technology 14.37%
Transportation 1.3%
Utilities 0.08%

305 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ALMADEN MINERALS LTD COM 84 New 60,000
EXELIXIS INC COM 84 New 19,000
TURQUOISE HILL RES LTD COM 73 -4 (5.02) 20,800
MOUNTAIN PROV DIAMONDS INC COM NEW 69 New 13,432
LEXICON PHARMACEUTICALS INC COM 63 New 43,980
APRICUS BIOSCIENCES INC COM 49 -20 (28.57) 25,000
SEQUENOM INC COM NEW 39 39 New 10,250
BURCON NUTRASCIENCE CORP COM 38 2 5.86 10,586
HECLA MNG CO COM 37 New 11,250
IVANHOE ENERGY INC COM NEW 27 New 106,529
DYNAVAX TECHNOLOGIES CORP COM 16 New 12,000
DENISON MINES CORP COM 15 2 11.77 11,232
BACTERIN INTL HLDGS INC COM NEW 6 New 1,000
AT&T INC COM -4,752 Sold Out 0
BROCADE COMMUNICATIONS SYS INC COM NEW -165 Sold Out 0
CENTRAL FD CDA LTD CL A -170 Sold Out 0
COACH INC COM -187 Sold Out 0
DU PONT E I DE NEMOURS & CO COM -201 Sold Out 0
FEDEX CORP COM -294 Sold Out 0
MARATHON PETE CORP COM -191 Sold Out 0