RAGING CAPITAL MANAGEMENT, LLC Information

TEN PRINCETON AVENUE, ROCKY HILL, New Jersey, 08553-0228, (609) 910-0954

Report Date: 09/30/2014

Position Statistics

Total Positions 43
New Positions 11
Increased Positions 19
Decreased Positions 20
Positions with Activity 39
Sold Out Positions 11
Total Mkt Value (in $ millions) 635

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods 2.06%
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical 0.07%
Energy 16.92%
Financial 2.84%
Healthcare 6.43%
Services 7.91%
Technology 38.92%
Transportation 0.2%
Utilities 0%

43 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
ALLIANCE HEALTHCARE SRVCS INC COM PAR $0.01 -3,037 Sold Out 0
DSP GROUP INC COM -13,801 Sold Out 0
ENLINK MIDSTREAM PARTNERS LP COM UNIT REP LTD -314 Sold Out 0
EXTREME NETWORKS INC COM -4,796 Sold Out 0
HOME DEPOT INC COM -9,262 Sold Out 0
IPASS INC COM -1,250 Sold Out 0
KAR AUCTION SVCS INC COM -3,046 Sold Out 0
KINDER MORGAN INC DEL WT EXP 052517 -9,151 Sold Out 0
MARINEMAX INC COM -13,893 Sold Out 0
PERION NETWORK LTD SHS -523 Sold Out 0
TRIPADVISOR INC COM -12,927 Sold Out 0
QUICKLOGIC CORP COM 142 142 New 44,469
AMIRA NATURE FOODS LTD SHS 433 433 New 40,000
MARTEN TRANS LTD COM 1,260 1,260 New 58,265
STANDARD REGISTER CO COM 3,340 New 1,088,024
SARATOGA INVT CORP COM NEW 3,764 -829 (18.05) 260,655
SANCHEZ PRODTN PARTNERS LLC COM UNIT RP CL B 4,347 3,935 954.85 2,859,700
ALTISOURCE ASSET MGMT CORP COM 4,416 4,416 New 9,481
MERU NETWORKS INC COM 5,123 -2,589 (33.57) 1,399,684
ENTROPIC COMMUNICATIONS INC COM 7,347 7,347 New 3,280,025