RAFFLES ASSOCIATES LP Information

ONE PENN PLAZA, NEW YORK, New York, 10119, (212) 760-2322

Report Date: 06/30/2014

Position Statistics

Total Positions 61
New Positions 6
Increased Positions 10
Decreased Positions 17
Positions with Activity 27
Sold Out Positions 8
Total Mkt Value (in $ millions) 122

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 19.33%
Capital Goods
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical
Energy 14.37%
Financial 36.5%
Healthcare 0.89%
Services 23.14%
Technology 1.06%
Transportation
Utilities

61 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
APOLLO RESIDENTIAL MTG INC COM -410 Sold Out 0
CYS INVTS INC COM -418 Sold Out 0
FIFTH STREET FINANCE CORP COM -243 Sold Out 0
FULL CIRCLE CAP CORP COM -110 Sold Out 0
JPMORGAN CHASE & CO WT EXP 102818 -580 Sold Out 0
SANTANDER CONSUMER USA HDG INC COM -2,632 Sold Out 0
TWO HBRS INVT CORP COM -523 Sold Out 0
U S GLOBAL INVS INC CL A -100 Sold Out 0
VICON INDS INC COM 134 New 63,196
ALEXCO RESOURCE CORP COM 259 New 251,914
MACKINAC FINL CORP COM 345 New 30,000
NEVSUN RES LTD COM 398 New 100,000
SONDE RES CORP COM NEW 433 New 1,804,597
ALBANY MOLECULAR RESH INC COM 506 New 25,000
STAAR SURGICAL CO COM PAR $0.01 577 577 New 50,000
AIRCASTLE LTD COM 582 New 30,254
CONSOL ENERGY INC COM 597 New 15,000
BARCLAYS BANK PLC ETN DJUBSCOFFE38 704 704 New 20,000
MAGNUM HUNTER RES CORP DEL COM 821 New 125,000
U S ENERGY CORP WYO COM 838 -106 (11.26) 206,470