RAFFLES ASSOCIATES LP Information

ONE PENN PLAZA, NEW YORK, New York, 10119, (212) 760-2322

Report Date: 03/31/2014

Position Statistics

Total Positions 57
New Positions 7
Increased Positions 11
Decreased Positions 12
Positions with Activity 23
Sold Out Positions 3
Total Mkt Value (in $ millions) 109

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 14.81%
Capital Goods
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical
Energy 18.25%
Financial 35.01%
Healthcare 0.48%
Services 25.26%
Technology 1.29%
Transportation
Utilities

57 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held ▲
AMERICAN CAPITAL AGENCY CORP COM -803 Sold Out 0
CYAN INC COM -895 Sold Out 0
SILVER WHEATON CORP COM -2,044 Sold Out 0
CONSOL ENERGY INC COM 649 649 New 15,000
FULL CIRCLE CAP CORP COM 116 New 15,000
LIBERTY MEDIA CORP DELAWARE CL A 2,452 New 17,878
ALBANY MOLECULAR RESH INC COM 525 New 25,000
APOLLO RESIDENTIAL MTG INC COM 415 415 New 25,000
FIFTH STREET FINANCE CORP COM 243 New 25,000
MOUNTAIN PROV DIAMONDS INC COM NEW 119 New 25,000
U S GLOBAL INVS INC CL A 105 12 12.48 28,119
JPMORGAN CHASE & CO WT EXP 102818 557 557 New 30,000
MACKINAC FINL CORP COM 404 404 New 30,000
AIRCASTLE LTD COM 529 New 30,254
WILLIS LEASE FINANCE CORP COM 927 New 39,169
CYS INVTS INC COM 396 -483 (55) 45,000
TWO HBRS INVT CORP COM 520 520 New 50,000
MAYS J W INC COM 2,615 -177 (6.35) 50,218
VICON INDS INC COM 157 New 63,196
WOLVERINE BANCORP INC COM 1,478 New 65,700


Create your free portfolio