RAFFLES ASSOCIATES LP Information

ONE PENN PLAZA, NEW YORK, New York, 10119, (212) 760-2322

Report Date: 06/30/2014

Position Statistics

Total Positions 61
New Positions 6
Increased Positions 10
Decreased Positions 17
Positions with Activity 27
Sold Out Positions 8
Total Mkt Value (in $ millions) 122

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 18.89%
Capital Goods
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical
Energy 14.89%
Financial 36.66%
Healthcare 0.87%
Services 22.98%
Technology 0.97%
Transportation
Utilities

61 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held ▲
APOLLO RESIDENTIAL MTG INC COM -417 Sold Out 0
CYS INVTS INC COM -420 Sold Out 0
FIFTH STREET FINANCE CORP COM -245 Sold Out 0
FULL CIRCLE CAP CORP COM -111 Sold Out 0
JPMORGAN CHASE & CO WT EXP 102818 -575 Sold Out 0
SANTANDER CONSUMER USA HDG INC COM -2,725 Sold Out 0
TWO HBRS INVT CORP COM -532 Sold Out 0
U S GLOBAL INVS INC CL A -104 Sold Out 0
CONSOL ENERGY INC COM 593 New 15,000
LIBERTY MEDIA CORP DELAWARE CL A 877 New 17,878
BARCLAYS BANK PLC ETN DJUBSCOFFE38 755 755 New 20,000
ALBANY MOLECULAR RESH INC COM 495 New 25,000
MACKINAC FINL CORP COM 349 New 30,000
AIRCASTLE LTD COM 578 New 30,254
LIBERTY MEDIA CORP DELAWARE COM SER C 1,734 New 35,756
WILLIS LEASE FINANCE CORP COM 835 New 39,169
SILVER WHEATON CORP COM 1,243 1,243 New 50,000
STAAR SURGICAL CO COM PAR $0.01 561 561 New 50,000
MAYS J W INC COM 3,028 New 50,218
VICON INDS INC COM 256 New 63,196