RAFFLES ASSOCIATES LP Information

ONE PENN PLAZA, NEW YORK, New York, 10119, (212) 760-2322

Report Date: 03/31/2013

Position Statistics:

Total Positions 53
New Positions 3
Increased Positions 6
Decreased Positions 20
Positions with Activity 26
Sold Out Positions 7
Total Mkt Value
(in $ millions)
81

Sector Weighting

Basic Materials 12.75%
Capital Goods
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical
Energy 13.3%
Financial 47.11%
Healthcare
Services 24.2%
Technology 2.64%
Transportation
Utilities

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

53 Positions as of 03/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ASB BANCORP INC N C COM -222 Sold Out 0
BANRO CORP COM -228 Sold Out 0
CROSSROADS SYS INC COM NEW -107 Sold Out 0
GOLD RESOURCE CORP COM -218 Sold Out 0
HARVEST NATURAL RESOURCES INC COM -664 Sold Out 0
JPMORGAN CHASE & CO WT EXP 102818 -229 Sold Out 0
STARZ LIBRTY CAP COM A -407 Sold Out 0
LIBERTY MEDIA CORP DELAWARE CL A 2,245 New 17,878
CONSOL ENERGY INC COM 887 887 New 25,000
COWEN GROUP INC NEW CL A 70 New 25,000
MOUNTAIN PROV DIAMONDS INC COM NEW 123 New 25,000
NOVACOPPER INC COM 60 New 33,333
BCSB BANCORP INC COM 579 New 35,000
WILLIS LEASE FINANCE CORP COM 513 New 39,169
BREITBURN ENERGY PARTNERS LP COM UT LTD PTN 793 793 New 41,000
FLY LEASING LTD SPONSORED ADR 787 New 48,506
FARMERS NATL BANC CORP COM 325 36 12.39 51,128
MAYS J W INC COM 1,207 New 54,620
VICON INDS INC COM 167 New 63,196
CHEVIOT FINL CORP NEW COM 811 New 70,000

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