RAFFLES ASSOCIATES LP Information

ONE PENN PLAZA, NEW YORK, New York, 10119, (212) 760-2322

Report Date: 06/30/2014

Position Statistics

Total Positions 61
New Positions 6
Increased Positions 10
Decreased Positions 17
Positions with Activity 27
Sold Out Positions 8
Total Mkt Value (in $ millions) 122

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 19.08%
Capital Goods
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical
Energy 14.39%
Financial 36.8%
Healthcare 0.87%
Services 23.12%
Technology 1.03%
Transportation
Utilities

61 Positions as of 06/30/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
AVALON HLDGS CORP CL A 977 New 229,969
COWEN GROUP INC NEW CL A 916 New 225,000
LIBERTY MEDIA CORP DELAWARE CL A 877 New 17,878
U S GLOBAL INVS INC CL A -101 Sold Out 0
ADVANTAGE OIL & GAS LTD COM 1,178 New 200,000
AIRCASTLE LTD COM 578 New 30,254
ALBANY MOLECULAR RESH INC COM 491 New 25,000
ALEXCO RESOURCE CORP COM 250 New 251,914
ALLY FINL INC COM 3,094 3,094 New 125,000
APOLLO RESIDENTIAL MTG INC COM -413 Sold Out 0
ARMOUR RESIDENTIAL REIT INC COM 1,899 -317 (14.29) 450,000
CHARTER FINL CORP MD COM 2,077 -875 (29.64) 191,933
CHEVIOT FINL CORP NEW COM 883 New 70,000
CIFC CORP COM 2,683 33 1.26 283,048
COASTWAY BANCORP INC COM 1,940 New 177,000
CONSOL ENERGY INC COM 603 New 15,000
CYS INVTS INC COM -418 Sold Out 0
ELDORADO GOLD CORP NEW COM 4,907 -1,600 (24.59) 613,385
FARMERS NATL BANC CORP COM 1,416 -75 (5.06) 187,827
FIFTH STREET FINANCE CORP COM -243 Sold Out 0