RAFFLES ASSOCIATES LP Information

ONE PENN PLAZA, NEW YORK, New York, 10119, (212) 760-2322

Report Date: 12/31/2014

Position Statistics

Total Positions 72
New Positions 7
Increased Positions 17
Decreased Positions 22
Positions with Activity 39
Sold Out Positions 15
Total Mkt Value (in $ millions) 108

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 10.42%
Capital Goods
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical
Energy 10.26%
Financial 43.15%
Healthcare 5.43%
Services 26.11%
Technology 0.59%
Transportation
Utilities

72 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
ALBANY MOLECULAR RESH INC COM -450 Sold Out 0
B2GOLD CORP COM -1,124 Sold Out 0
BARCLAYS BK PLC IPATH S&P500 VIX -2,081 Sold Out 0
EMERALD OIL INC COM NEW -318 Sold Out 0
GOODRICH PETE CORP COM NEW -563 Sold Out 0
GULFPORT ENERGY CORP COM NEW -494 Sold Out 0
HECLA MNG CO COM -606 Sold Out 0
MAGNUM HUNTER RES CORP DEL COM -253 Sold Out 0
MALVERN BANCORP INC COM -3,298 Sold Out 0
RIVER VY BANCORP COM -294 Sold Out 0
SILVER WHEATON CORP COM -1,009 Sold Out 0
SONDE RES CORP COM NPV Sold Out 0
STAAR SURGICAL CO COM PAR $0.01 -196 Sold Out 0
TRIBUNE PUBG CO COM -260 Sold Out 0
YAMANA GOLD INC COM -762 Sold Out 0
CHARTER FINL CORP MD COM 672 -1,041 (60.77) 56,027
VISHAY PRECISION GROUP INC COM 633 -260 (29.1) 43,865
INVESTORS BANCORP INC NEW COM 4,740 -1,778 (27.27) 400,000
ARMOUR RESIDENTIAL REIT INC COM 1,071 -306 (22.22) 350,000
BARCLAYS BANK PLC ETN DJUBSCOFFE38 903 -232 (20.41) 39,000