RAFFLES ASSOCIATES LP Information

ONE PENN PLAZA, NEW YORK, New York, 10119, (212) 760-2322

Report Date: 06/30/2014

Position Statistics

Total Positions 61
New Positions 6
Increased Positions 10
Decreased Positions 17
Positions with Activity 27
Sold Out Positions 8
Total Mkt Value (in $ millions) 118

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 18.68%
Capital Goods
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical
Energy 13.23%
Financial 38.38%
Healthcare 0.98%
Services 22.98%
Technology 0.99%
Transportation
Utilities

61 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
APOLLO RESIDENTIAL MTG INC COM -408 Sold Out 0
CYS INVTS INC COM -403 Sold Out 0
FIFTH STREET FINANCE CORP COM -238 Sold Out 0
FULL CIRCLE CAP CORP COM -98 Sold Out 0
JPMORGAN CHASE & CO WT EXP 102818 -608 Sold Out 0
SANTANDER CONSUMER USA HDG INC COM -2,683 Sold Out 0
TWO HBRS INVT CORP COM -512 Sold Out 0
U S GLOBAL INVS INC CL A -101 Sold Out 0
CHARTER FINL CORP MD COM 2,109 -889 (29.64) 191,933
ELDORADO GOLD CORP NEW COM 4,453 -1,452 (24.59) 613,385
GOODRICH PETE CORP COM NEW 2,377 -704 (22.86) 135,000
TURQUOISE HILL RES LTD COM 1,970 -394 (16.67) 500,000
ARMOUR RESIDENTIAL REIT INC COM 1,832 -305 (14.29) 450,000
VISHAY PRECISION GROUP INC COM 1,171 -163 (12.24) 76,865
U S ENERGY CORP WYO COM 778 -99 (11.26) 206,470
MAG SILVER CORP COM 3,651 -253 (6.48) 433,100
FARMERS NATL BANC CORP COM 1,521 -81 (5.06) 187,827
ADVANTAGE OIL & GAS LTD COM 1,092 New 200,000
AERCAP HOLDINGS NV SHS 5,241 New 117,723
AIRCASTLE LTD COM 539 New 30,254