RAFFLES ASSOCIATES LP Information

ONE PENN PLAZA, NEW YORK, New York, 10119, (212) 760-2322

Report Date: 03/31/2016

Position Statistics

Total Positions 52
New Positions 5
Increased Positions 12
Decreased Positions 19
Positions with Activity 31
Sold Out Positions 7
Total Mkt Value (in $ millions) 87

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 14.72%
Capital Goods
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical
Energy 5.71%
Financial 40.57%
Healthcare 2.61%
Services 23.09%
Technology
Transportation 0%
Utilities 2.18%

52 Positions as of 03/31/2016

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
ALEXCO RESOURCE CORP COM -340 Sold Out 0
B2GOLD CORP COM -2,169 Sold Out 0
CHESAPEAKE ENERGY CORP COM -590 Sold Out 0
ELDORADO GOLD CORP NEW COM -1,100 Sold Out 0
PLATINUM GROUP METALS LTD COM -1,752 Sold Out 0
RANGE RES CORP COM -1,083 Sold Out 0
TEEKAY CORPORATION COM -372 Sold Out 0
EVOLUTION PETROLEUM CORP COM 162 -141 (46.56) 28,700
FARMERS NATL BANC CORP COM 378 -89 (18.97) 42,727
CNX COAL RES LP COM UNIT RP LP 641 -132 (17.06) 72,941
ALAMOS GOLD INC NEW COM CL A 3,970 -794 (16.67) 500,000
ADVANTAGE OIL & GAS LTD COM 938 -134 (12.5) 175,000
SOUTHERN MO BANCORP INC COM 6,529 -813 (11.08) 280,958
AIRCASTLE LTD COM 279 -27 (8.88) 13,900
CONSOL ENERGY INC COM 2,770 -219 (7.32) 190,000
MAG SILVER CORP COM 4,669 -313 (6.28) 372,900
PROVIDENT FINL HLDGS INC COM 7,027 -34 (0.48) 394,100
EARTHSTONE ENERGY INC COM NEW 450 -2 (0.47) 42,793
MOUNTAIN PROV DIAMONDS INC COM NEW 6,104 -28 (0.46) 1,285,075
AERCAP HOLDINGS NV SHS 4,069 New 117,723