RAFFLES ASSOCIATES LP Information

ONE PENN PLAZA, NEW YORK, New York, 10119, (212) 760-2322

Report Date: 12/31/2013

Position Statistics

Total Positions 59
New Positions 7
Increased Positions 11
Decreased Positions 29
Positions with Activity 40
Sold Out Positions 9
Total Mkt Value (in $ millions) 100

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 16.28%
Capital Goods
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical
Energy 17.98%
Financial 35.39%
Healthcare 0.4%
Services 26.92%
Technology 2.08%
Transportation
Utilities

59 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
STANDARD FINL CORP MD COM -4,658 Sold Out 0
FLY LEASING LTD SPONSORED ADR 1,411 -3,681 (72.29) 96,563
OBA FINL SVCS INC COM -3,240 Sold Out 0
CONSOL ENERGY INC COM -3,136 Sold Out 0
AERCAP HOLDINGS NV SHS 4,651 -1,976 (29.81) 117,723
HATTERAS FINL CORP COM -1,570 Sold Out 0
AMERICAN INDEPENDENCE CORP COM NEW -1,500 Sold Out 0
AIRCASTLE LTD COM 564 -1,157 (67.22) 30,254
PACIFIC PREMIER BANCORP COM -1,129 Sold Out 0
BARCLAYS BK PLC IPATH S&P500 VIX -1,043 Sold Out 0
MAGNUM HUNTER RES CORP DEL COM 1,287 -815 (38.78) 150,000
APOLLO RESIDENTIAL MTG INC COM -797 Sold Out 0
WOLVERINE BANCORP INC COM 1,428 -761 (34.76) 65,700
VISHAY PRECISION GROUP INC COM 2,077 -519 (20) 120,000
DIREXION SHS ETF TR DAILY GOLD MINER -511 Sold Out 0
GASTAR EXPL INC NEW COM 4,821 -496 (9.33) 777,582
SOUTHERN MO BANCORP INC COM 5,786 -493 (7.85) 162,979
EMERALD OIL INC COM NEW 3,508 -483 (12.11) 496,843
NAUGATUCK VY FINL CORP MD COM 2,207 -304 (12.11) 290,321
ADVANTAGE OIL & GAS LTD COM 2,006 -287 (12.5) 350,000