RAFFLES ASSOCIATES LP Information

ONE PENN PLAZA, NEW YORK, New York, 10119, (212) 760-2322

Report Date: 03/31/2015

Position Statistics

Total Positions 63
New Positions 6
Increased Positions 8
Decreased Positions 19
Positions with Activity 27
Sold Out Positions 7
Total Mkt Value (in $ millions) 93

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 11.47%
Capital Goods
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical
Energy 7.04%
Financial 43.78%
Healthcare 4.28%
Services 28.87%
Technology 0.47%
Transportation
Utilities

63 Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
INVESTORS BANCORP INC NEW COM -4,940 Sold Out 0
OLD NATL BANCORP IND COM -2,749 Sold Out 0
ELDORADO GOLD CORP NEW COM -2,067 Sold Out 0
ARMOUR RESIDENTIAL REIT INC COM NEW -1,002 Sold Out 0
CIPHER PHARMACEUTICALS INC COM 4,003 -827 (17.12) 447,800
FARMERS NATL BANC CORP COM 839 -694 (45.25) 102,827
CHARTER FINL CORP MD COM -681 Sold Out 0
RANGE RES CORP COM 764 -573 (42.86) 20,000
FLY LEASING LTD SPONSORED ADR 1,739 -558 (24.3) 120,418
HALCON RES CORP COM NEW -459 Sold Out 0
MARKET VECTORS ETF TR RUSSIA ETF -410 Sold Out 0
TURQUOISE HILL RES LTD COM 2,345 -335 (12.5) 700,000
ECLIPSE RES CORP COM 244 -207 (45.83) 65,000
VISHAY PRECISION GROUP INC COM 437 -170 (28.04) 31,565
SOUTHERN MO BANCORP INC COM 6,051 -143 (2.3) 318,458
REIS INC COM 4,449 -123 (2.7) 180,209
GASTAR EXPL INC NEW COM 1,842 -110 (5.62) 1,158,582
AVALON HLDGS CORP CL A 378 -25 (6.22) 189,969
AMERICAN EAGLE ENERGY CORP COM NEW 2 -1 (29.53) 238,685
ADVANTAGE OIL & GAS LTD COM 1,064 New 200,000