RAFFLES ASSOCIATES LP Information

ONE PENN PLAZA, NEW YORK, New York, 10119, (212) 760-2322

Report Date: 06/30/2015

Position Statistics

Total Positions 59
New Positions 3
Increased Positions 15
Decreased Positions 16
Positions with Activity 31
Sold Out Positions 7
Total Mkt Value (in $ millions) 95

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 16.79%
Capital Goods
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical
Energy 7.97%
Financial 40.01%
Healthcare 2.55%
Services 28.04%
Technology 0.28%
Transportation
Utilities

59 Positions as of 06/30/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
AMERICAN CAPITAL AGENCY CORP COM 478 478 New 25,000
DIREXION SHS ETF TR DLY RUSSIA BUL14 437 437 New 25,000
ECLIPSE RES CORP COM 347 96 38.46 90,000
AVALON HLDGS CORP CL A 335 -34 (9.12) 172,650
AIRCASTLE LTD COM 317 -312 (49.58) 15,254
EVOLUTION PETROLEUM CORP COM 315 186 144.09 53,700
MACKINAC FINL CORP COM 315 New 30,000
VISHAY PRECISION GROUP INC COM 267 -86 (24.39) 23,865
LIBERTY BROADBAND CORP COM SER A 243 New 4,469
U S ENERGY CORP WYO COM 133 New 214,570
UNITED BANCORP INC OHIO COM 123 New 15,000
ALEXCO RESOURCE CORP COM 78 New 251,914
AMERICAN EAGLE ENERGY CORP COM NEW -1 Sold Out 0
COWEN GROUP INC NEW CL A -1,190 Sold Out 0
GOLDCORP INC NEW COM -623 Sold Out 0
PRUDENTIAL BANCORP INC NEW COM -1,136 Sold Out 0
TURQUOISE HILL RES LTD COM -2,086 Sold Out 0
U S GLOBAL INVS INC CL A -75 Sold Out 0
VOLT INFORMATION SCIENCES INC COM -447 Sold Out 0