RAFFLES ASSOCIATES LP Information

ONE PENN PLAZA, NEW YORK, New York, 10119, (212) 760-2322

Report Date: 12/31/2016

Position Statistics

Total Positions 71
New Positions 7
Increased Positions 13
Decreased Positions 36
Positions with Activity 49
Sold Out Positions 20
Total Mkt Value (in $ millions) 125

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Energy 7.24%
Basic Materials 16.42%
Industrials 0.66%
Consumer Cyclicals 6.39%
Consumer Non-Cyclicals
Financials 60.13%
Healthcare 3.09%
Technology 1.27%
Telecommunication Services 0%
Utilities 2.71%

71 Positions as of 12/31/2016

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
JONES ENERGY INC COM CL A -188 Sold Out 0
LICT CORPORATION COM -6,859 Sold Out 0
ORCA EXPLORATION GROUP INC CL B VOT SHS -3,214 Sold Out 0
PROSHARES TR PSHS ULTSH 20YRS -1,984 Sold Out 0
PROSHARES TR II ULTRASHRT NEW -777 Sold Out 0
REGENCY AFFILIATES INC COM PAR $.001 -2,802 Sold Out 0
ROYAL FINL INC COM -1,054 Sold Out 0
SANTA CRUZ CNTY BK CALIF COM -504 Sold Out 0
SANTANDER CONSUMER USA HDG INC COM -928 Sold Out 0
STANDARD FINL CORP MD COM -5,762 Sold Out 0
WALKER INNOVATION INC COM -80 Sold Out 0