RAFFLES ASSOCIATES LP Information

ONE PENN PLAZA, NEW YORK, New York, 10119, (212) 760-2322

Report Date: 06/30/2014

Position Statistics

Total Positions 61
New Positions 6
Increased Positions 10
Decreased Positions 17
Positions with Activity 27
Sold Out Positions 8
Total Mkt Value (in $ millions) 105

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 18.35%
Capital Goods
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical
Energy 8.79%
Financial 41.38%
Healthcare 1.04%
Services 24.18%
Technology 1.19%
Transportation
Utilities

61 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
AVALON HLDGS CORP CL A 784 New 229,969
BARCLAYS BANK PLC ETN DJUBSCOFFE38 718 718 New 20,000
ALBANY MOLECULAR RESH INC COM 575 New 25,000
MAGNUM HUNTER RES CORP DEL COM 563 New 125,000
U S ENERGY CORP WYO COM 561 -71 (11.26) 206,470
AIRCASTLE LTD COM 550 New 30,254
STAAR SURGICAL CO COM PAR $0.01 521 521 New 50,000
CONSOL ENERGY INC COM 520 New 15,000
NEVSUN RES LTD COM 345 New 100,000
MACKINAC FINL CORP COM 328 New 30,000
SONDE RES CORP COM NEW 199 New 1,804,597
ALEXCO RESOURCE CORP COM 128 New 251,914
VICON INDS INC COM 113 New 63,196
APOLLO RESIDENTIAL MTG INC COM -407 Sold Out 0
CYS INVTS INC COM -402 Sold Out 0
FIFTH STREET FINANCE CORP COM -218 Sold Out 0
FULL CIRCLE CAP CORP COM -90 Sold Out 0
JPMORGAN CHASE & CO WT EXP 102818 -570 Sold Out 0
SANTANDER CONSUMER USA HDG INC COM -2,609 Sold Out 0
TWO HBRS INVT CORP COM -505 Sold Out 0


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