RAFFLES ASSOCIATES LP Information

ONE PENN PLAZA, NEW YORK, New York, 10119, (212) 760-2322

Report Date: 03/31/2015

Position Statistics

Total Positions 63
New Positions 6
Increased Positions 8
Decreased Positions 19
Positions with Activity 27
Sold Out Positions 7
Total Mkt Value (in $ millions) 94

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 11.48%
Capital Goods
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical
Energy 7.41%
Financial 43.53%
Healthcare 3.93%
Services 29.11%
Technology 0.47%
Transportation
Utilities

63 Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
WOLVERINE BANCORP INC COM 1,678 New 65,700
LIBERTY MEDIA CORP DELAWARE COM SER C 1,348 New 35,756
COWEN GROUP INC NEW CL A 1,271 New 225,000
WAYNE SVGS BANCSHARES INC NEW COM 1,215 New 94,005
CONSOL ENERGY INC COM 1,173 165 16.39 71,000
PRUDENTIAL BANCORP INC NEW COM 1,152 New 78,303
NAPCO SEC TECHNOLOGIES INC COM 1,095 New 187,186
ADVANTAGE OIL & GAS LTD COM 1,092 New 200,000
CHEVIOT FINL CORP NEW COM 1,018 New 70,000
PLATINUM GROUP METALS LTD COM NEW 1,014 450 79.73 3,381,450
POPULAR INC COM NEW 919 919 New 30,000
BOULDER GROWTH & INCOME FD INC COM 865 865 New 102,834
FARMERS NATL BANC CORP COM 842 -696 (45.25) 102,827
BARCLAYS BANK PLC ETN DJUBSCOFFE38 821 New 39,000
POLONIA BACORP INC MD COM 804 New 70,000
RANGE RES CORP COM 787 -590 (42.86) 20,000
AIRCASTLE LTD COM 728 New 30,254
LIBERTY MEDIA CORP DELAWARE CL A 676 New 17,878
WILLIS LEASE FINANCE CORP COM 653 New 39,169
WATERSTONE FINL INC MD COM 646 646 New 50,000