RAFFLES ASSOCIATES LP Information

ONE PENN PLAZA, NEW YORK, New York, 10119, (212) 760-2322

Report Date: 12/31/2014

Position Statistics

Total Positions 72
New Positions 7
Increased Positions 17
Decreased Positions 22
Positions with Activity 39
Sold Out Positions 15
Total Mkt Value (in $ millions) 106

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 10.05%
Capital Goods
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical
Energy 9.59%
Financial 43.21%
Healthcare 5.63%
Services 26.81%
Technology 0.63%
Transportation
Utilities

15 Sold Out Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ALBANY MOLECULAR RESH INC COM -475 Sold Out 0
B2GOLD CORP COM -1,146 Sold Out 0
BARCLAYS BK PLC IPATH S&P500 VIX -2,145 Sold Out 0
EMERALD OIL INC COM NEW -298 Sold Out 0
GOODRICH PETE CORP COM NEW -531 Sold Out 0
GULFPORT ENERGY CORP COM NEW -481 Sold Out 0
HECLA MNG CO COM -620 Sold Out 0
MAGNUM HUNTER RES CORP DEL COM -276 Sold Out 0
MALVERN BANCORP INC COM -3,276 Sold Out 0
RIVER VY BANCORP COM -291 Sold Out 0
SILVER WHEATON CORP COM -993 Sold Out 0
SONDE RES CORP COM NPV Sold Out 0
STAAR SURGICAL CO COM PAR $0.01 -209 Sold Out 0
TRIBUNE PUBG CO COM -278 Sold Out 0
YAMANA GOLD INC COM -780 Sold Out 0