RAFFLES ASSOCIATES LP Information

ONE PENN PLAZA, NEW YORK, New York, 10119, (212) 760-2322

Report Date: 03/31/2015

Position Statistics

Total Positions 63
New Positions 6
Increased Positions 8
Decreased Positions 19
Positions with Activity 27
Sold Out Positions 7
Total Mkt Value (in $ millions) 94

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 11.46%
Capital Goods
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical
Energy 7.76%
Financial 43.64%
Healthcare 4.11%
Services 28.49%
Technology 0.47%
Transportation
Utilities

7 Sold Out Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ARMOUR RESIDENTIAL REIT INC COM -945 Sold Out 0
CHARTER FINL CORP MD COM -677 Sold Out 0
ELDORADO GOLD CORP NEW COM -2,018 Sold Out 0
HALCON RES CORP COM NEW -464 Sold Out 0
INVESTORS BANCORP INC NEW COM -4,880 Sold Out 0
MARKET VECTORS ETF TR RUSSIA ETF -434 Sold Out 0
OLD NATL BANCORP IND COM -2,728 Sold Out 0