RAFFLES ASSOCIATES LP Information

ONE PENN PLAZA, NEW YORK, New York, 10119, (212) 760-2322

Report Date: 03/31/2013

Position Statistics:

Total Positions 53
New Positions 3
Increased Positions 6
Decreased Positions 20
Positions with Activity 26
Sold Out Positions 7
Total Mkt Value
(in $ millions)
82

Sector Weighting

Basic Materials 12.64%
Capital Goods
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical
Energy 13.31%
Financial 47.01%
Healthcare
Services 24.35%
Technology 2.69%
Transportation
Utilities

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

3 New Positions as of 03/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
CONSOL ENERGY INC COM 886 886 New 25,000
BREITBURN ENERGY PARTNERS LP COM UT LTD PTN 798 798 New 41,000
NEVSUN RES LTD COM 352 352 New 100,000