RAFFLES ASSOCIATES LP Information

ONE PENN PLAZA, NEW YORK, New York, 10119, (212) 760-2322

Report Date: 09/30/2014

Position Statistics

Total Positions 67
New Positions 12
Increased Positions 17
Decreased Positions 11
Positions with Activity 28
Sold Out Positions 2
Total Mkt Value (in $ millions) 104

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 12.9%
Capital Goods
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical
Energy 8.4%
Financial 44.96%
Healthcare 0.55%
Services 24.9%
Technology 1.03%
Transportation
Utilities

17 INCREASED Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
RED LION HOTELS CORP COM 5,644 362 6.86 934,487
BARCLAYS BK PLC IPATH S&P500 VIX 2,990 2,990 New 100,000
OLD NATL BANCORP IND COM 2,795 2,795 New 190,382
GASTAR EXPL INC NEW COM 2,581 528 25.72 977,582
BARCLAYS BANK PLC ETN DJUBSCOFFE38 1,563 925 145 49,000
B2GOLD CORP COM 1,146 1,146 New 725,000
CONSOL ENERGY INC COM 1,046 523 100 30,000
RANGE RES CORP COM 898 898 New 15,000
GOODRICH PETE CORP COM NEW 806 81 11.11 150,000
PRUDENTIAL BANCORP INC NEW COM 755 755 New 62,303
HECLA MNG CO COM 562 562 New 200,000
VOLT INFORMATION SCIENCES INC COM 513 513 New 50,000
GULFPORT ENERGY CORP COM NEW 438 438 New 10,000
TRIBUNE PUBG CO COM 346 346 New 15,000
RIVER VY BANCORP COM 264 264 New 12,500
UNITED BANCORP INC OHIO COM 123 123 New 15,000
U S GLOBAL INVS INC CL A 98 98 New 36,118