RAFFLES ASSOCIATES LP Information

ONE PENN PLAZA, NEW YORK, New York, 10119, (212) 760-2322

Report Date: 03/31/2015

Position Statistics

Total Positions 63
New Positions 6
Increased Positions 8
Decreased Positions 19
Positions with Activity 27
Sold Out Positions 7
Total Mkt Value (in $ millions) 97

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 12.43%
Capital Goods
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical
Energy 10.01%
Financial 41.91%
Healthcare 3.94%
Services 27.22%
Technology 0.49%
Transportation
Utilities

8 INCREASED Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ALAMOS GOLD INC COM 3,119 3,119 New 550,000
CHESAPEAKE ENERGY CORP COM 2,316 2,316 New 210,000
CONSOL ENERGY INC COM 1,564 220 16.39 71,000
PLATINUM GROUP METALS LTD COM NEW 1,403 623 79.73 3,381,450
POPULAR INC COM NEW 888 888 New 30,000
BOULDER GROWTH & INCOME FD INC COM 866 866 New 102,834
GOLDCORP INC NEW COM 735 735 New 44,945
WATERSTONE FINL INC MD COM 657 657 New 50,000