RAFFLES ASSOCIATES LP Information

ONE PENN PLAZA, NEW YORK, New York, 10119, (212) 760-2322

Report Date: 03/31/2015

Position Statistics

Total Positions 63
New Positions 6
Increased Positions 8
Decreased Positions 19
Positions with Activity 27
Sold Out Positions 7
Total Mkt Value (in $ millions) 101

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 13.12%
Capital Goods
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical
Energy 11.43%
Financial 40.2%
Healthcare 4.53%
Services 26.37%
Technology 0.41%
Transportation
Utilities

8 INCREASED Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ALAMOS GOLD INC COM 3,773 3,773 New 550,000
CHESAPEAKE ENERGY CORP COM 3,163 3,163 New 210,000
CONSOL ENERGY INC COM 2,236 315 16.39 71,000
PLATINUM GROUP METALS LTD COM NEW 1,505 668 79.73 3,381,450
POPULAR INC COM NEW 993 993 New 30,000
BOULDER GROWTH & INCOME FD INC COM 916 916 New 102,834
GOLDCORP INC NEW COM 824 824 New 44,945
WATERSTONE FINL INC MD COM 642 642 New 50,000