RAFFLES ASSOCIATES LP Information

ONE PENN PLAZA, NEW YORK, New York, 10119, (212) 760-2322

Report Date: 09/30/2014

Position Statistics

Total Positions 67
New Positions 12
Increased Positions 17
Decreased Positions 11
Positions with Activity 28
Sold Out Positions 2
Total Mkt Value (in $ millions) 101

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 12.72%
Capital Goods
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical
Energy 6.61%
Financial 45.22%
Healthcare 0.54%
Services 25.96%
Technology 1.02%
Transportation
Utilities

17 INCREASED Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
RED LION HOTELS CORP COM 5,999 385 6.86 934,487
BARCLAYS BK PLC IPATH S&P500 VIX 3,687 3,687 New 100,000
OLD NATL BANCORP IND COM 2,553 2,553 New 190,382
GASTAR EXPL INC NEW COM 2,288 468 25.72 977,582
BARCLAYS BANK PLC ETN DJUBSCOFFE38 1,447 856 145 49,000
B2GOLD CORP COM 1,421 1,421 New 725,000
CONSOL ENERGY INC COM 869 434 100 30,000
PRUDENTIAL BANCORP INC NEW COM 758 758 New 62,303
RANGE RES CORP COM 694 694 New 15,000
HECLA MNG CO COM 658 658 New 200,000
VOLT INFORMATION SCIENCES INC COM 627 627 New 50,000
GULFPORT ENERGY CORP COM NEW 385 385 New 10,000
GOODRICH PETE CORP COM NEW 378 38 11.11 150,000
TRIBUNE PUBG CO COM 315 315 New 15,000
RIVER VY BANCORP COM 251 251 New 12,500
UNITED BANCORP INC OHIO COM 119 119 New 15,000
U S GLOBAL INVS INC CL A 118 118 New 36,118