RAFFLES ASSOCIATES LP Information

ONE PENN PLAZA, NEW YORK, New York, 10119, (212) 760-2322

Report Date: 06/30/2014

Position Statistics

Total Positions 61
New Positions 6
Increased Positions 10
Decreased Positions 17
Positions with Activity 27
Sold Out Positions 8
Total Mkt Value (in $ millions) 120

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 18.64%
Capital Goods
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical
Energy 14.19%
Financial 37.26%
Healthcare 0.94%
Services 23.23%
Technology 0.97%
Transportation
Utilities

17 DECREASED Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ELDORADO GOLD CORP NEW COM 4,686 -1,528 (24.59) 613,385
MAG SILVER CORP COM 3,725 -258 (6.48) 433,100
GOODRICH PETE CORP COM NEW 2,499 -740 (22.86) 135,000
CHARTER FINL CORP MD COM 2,104 -886 (29.64) 191,933
TURQUOISE HILL RES LTD COM 1,975 -395 (16.67) 500,000
ARMOUR RESIDENTIAL REIT INC COM 1,881 -314 (14.29) 450,000
FARMERS NATL BANC CORP COM 1,456 -78 (5.06) 187,827
VISHAY PRECISION GROUP INC COM 1,168 -163 (12.24) 76,865
U S ENERGY CORP WYO COM 778 -99 (11.26) 206,470
APOLLO RESIDENTIAL MTG INC COM -407 Sold Out 0
CYS INVTS INC COM -408 Sold Out 0
FIFTH STREET FINANCE CORP COM -244 Sold Out 0
FULL CIRCLE CAP CORP COM -108 Sold Out 0
JPMORGAN CHASE & CO WT EXP 102818 -590 Sold Out 0
SANTANDER CONSUMER USA HDG INC COM -2,752 Sold Out 0
TWO HBRS INVT CORP COM -519 Sold Out 0
U S GLOBAL INVS INC CL A -94 Sold Out 0