RAFFLES ASSOCIATES LP Information

ONE PENN PLAZA, NEW YORK, New York, 10119, (212) 760-2322

Report Date: 03/31/2014

Position Statistics

Total Positions 58
New Positions 7
Increased Positions 11
Decreased Positions 12
Positions with Activity 23
Sold Out Positions 3
Total Mkt Value (in $ millions) 107

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 14.79%
Capital Goods
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical
Energy 17.58%
Financial 35.01%
Healthcare 0.45%
Services 25.95%
Technology 1.21%
Transportation
Utilities

58 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
PROVIDENT FINL HLDGS INC COM 6,895 New 483,500
ELDORADO GOLD CORP NEW COM 6,214 -1,528 (19.74) 813,385
SOUTHERN MO BANCORP INC COM 5,753 New 162,979
GASTAR EXPL INC NEW COM 5,622 New 777,582
AERCAP HOLDINGS NV SHS 5,181 New 117,723
RED LION HOTELS CORP COM 4,783 New 874,487
MAG SILVER CORP COM 4,256 New 463,100
REIS INC COM 4,060 New 185,209
EMERALD OIL INC COM NEW 3,875 New 496,843
GOODRICH PETE CORP COM NEW 3,761 537 16.67 175,000
MAYS J W INC COM 3,142 -213 (6.35) 50,218
CHARTER FINL CORP MD COM 2,998 New 272,800
AMERICAN INTL GROUP INC WT EXP 011921 2,862 New 115,000
SANTANDER CONSUMER USA HDG INC COM 2,835 2,835 New 145,000
MALVERN BANCORP INC COM 2,655 New 240,900
HALCON RES CORP COM NEW 2,488 New 400,000
CIFC CORP COM 2,407 New 279,516
NAUGATUCK VY FINL CORP MD COM 2,369 New 290,321
PNC FINL SVCS GROUP INC WT EXP 123118 2,245 New 97,300
ARMOUR RESIDENTIAL REIT INC COM 2,242 New 525,000