RAFFLES ASSOCIATES LP Information

ONE PENN PLAZA, NEW YORK, New York, 10119, (212) 760-2322

Report Date: 12/31/2014

Position Statistics

Total Positions 72
New Positions 7
Increased Positions 17
Decreased Positions 22
Positions with Activity 39
Sold Out Positions 15
Total Mkt Value (in $ millions) 102

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 10.01%
Capital Goods
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical
Energy 8.5%
Financial 44.19%
Healthcare 5.23%
Services 27.17%
Technology 0.67%
Transportation
Utilities

72 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
PROVIDENT FINL HLDGS INC COM 7,731 New 483,500
RED LION HOTELS CORP COM 6,214 New 934,487
SOUTHERN MO BANCORP INC COM 6,082 New 325,958
CIPHER PHARMACEUTICALS INC COM 5,336 5,336 New 540,300
AERCAP HOLDINGS NV SHS 5,176 New 117,723
REIS INC COM 4,851 New 185,209
INVESTORS BANCORP INC NEW COM 4,656 -1,746 (27.27) 400,000
GASTAR EXPL INC NEW COM 3,216 655 25.57 1,227,582
ELDORADO GOLD CORP NEW COM 2,981 New 613,385
MAG SILVER CORP COM 2,967 New 433,100
OLD NATL BANCORP IND COM 2,667 New 190,382
NAUGATUCK VY FINL CORP MD COM 2,625 New 290,321
AMERICAN INTL GROUP INC WT EXP 011921 2,484 New 115,000
MAYS J W INC COM 2,454 New 49,120
PNC FINL SVCS GROUP INC WT EXP 123118 2,439 New 97,300
TURQUOISE HILL RES LTD COM 2,416 1,208 100 800,000
FLY LEASING LTD SPONSORED ADR 2,305 362 18.65 159,063
CIFC CORP COM 2,273 51 2.29 289,516
WELLS FARGO & CO NEW WT EXP 102818 2,130 New 105,900
COASTWAY BANCORP INC COM 1,954 New 177,000