PZENA INVESTMENT MANAGEMENT LLC Information

120 WEST 45TH STREET, 20TH FL, NEW YORK, New York, 10036, (212) 355-1600

Report Date: 12/31/2013

Position Statistics

Total Positions 136
New Positions 8
Increased Positions 65
Decreased Positions 68
Positions with Activity 133
Sold Out Positions 6
Total Mkt Value (in $ millions) 17,281

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.91%
Capital Goods 3.45%
Conglomerates 0.19%
Consumer Cyclical 4.25%
Consumer/Non-Cyclical 2.75%
Energy 13.02%
Financial 35.57%
Healthcare 6.21%
Services 6.43%
Technology 19.23%
Transportation 0.23%
Utilities 1.54%

136 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
HEWLETT PACKARD CO COM 977,420 -11,873 (1.2) 30,611,328
ORACLE CORP COM 685,278 -5,627 (0.81) 17,097,751
BAKER HUGHES INC COM 662,770 -61,980 (8.55) 9,699,551
BP PLC SPONSORED ADR 531,163 -10,335 (1.91) 10,866,679
ROYAL DUTCH SHELL PLC SPONS ADR A 529,783 2,523 .48 6,998,451
AMERICAN INTL GROUP INC COM NEW 523,595 -9,604 (1.8) 10,302,937
OMNICOM GROUP INC COM 492,475 -30,911 (5.91) 6,920,672
MICROSOFT CORP COM 437,828 -144,411 (24.8) 10,942,967
BANK OF AMERICA CORPORATION COM 423,708 16,652 4.09 26,235,806
CITIGROUP INC COM NEW 387,205 -2,109 (0.54) 8,029,964
PARKER HANNIFIN CORP COM 384,259 -8,294 (2.11) 3,065,485
MORGAN STANLEY COM NEW 384,017 -7,559 (1.93) 12,484,310
STAPLES INC COM 357,760 -32,391 (8.3) 29,738,968
EXXON MOBIL CORP COM 351,744 8,374 2.44 3,502,728
JPMORGAN CHASE & CO COM 331,897 -3,366 (1) 6,010,456
METLIFE INC COM 319,297 -30,512 (8.72) 6,236,260
CIGNA CORPORATION COM 313,561 65,602 26.46 4,145,441
PNC FINL SVCS GROUP INC COM 299,911 1,253 .42 3,580,168
BECTON DICKINSON & CO COM 298,148 -6,636 (2.18) 2,634,751
UBS AG SHS NEW 295,082 22,231 8.15 14,571,957