PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. Information

3601 W. 76TH STREET, EDINA, Minnesota, 55435, (952) 224-4350

Report Date: 06/30/2014

Position Statistics

Total Positions 183
New Positions 10
Increased Positions 87
Decreased Positions 71
Positions with Activity 158
Sold Out Positions 10
Total Mkt Value (in $ millions) 713

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.61%
Capital Goods 5.02%
Conglomerates
Consumer Cyclical 7.8%
Consumer/Non-Cyclical 4.21%
Energy 2.04%
Financial 33.38%
Healthcare 5.45%
Services 28.86%
Technology 9.83%
Transportation 1.44%
Utilities 0.37%

10 New Positions as of 06/30/2014

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
BLACKROCK KELSO CAPITAL CORP COM 1,657 1,657 New 192,443
CLAYMORE EXCHANGE TRD FD TR GUGG SPINOFF ETF 3,431 3,431 New 75,598
LIFETIME BRANDS INC COM 1,073 1,073 New 69,875
LRAD CORP COM 440 440 New 157,200
MVC CAPITAL INC COM 6,491 6,491 New 605,459
NUVEEN MTG OPPORTUNITY TERM FD COM 2,876 2,876 New 121,492
SUPERIOR UNIFORM GP INC COM 399 399 New 18,501
TANDY LEATHER FACTORY INC COM 582 582 New 60,820
U S G CORP COM NEW 2,640 2,640 New 94,120
UROPLASTY INC COM NEW 810 810 New 315,000