PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. Information

3601 W. 76TH STREET, EDINA, Minnesota, 55435, (952) 224-4350

Report Date: 06/30/2014

Position Statistics

Total Positions 184
New Positions 10
Increased Positions 87
Decreased Positions 72
Positions with Activity 159
Sold Out Positions 11
Total Mkt Value (in $ millions) 729

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.65%
Capital Goods 4.83%
Conglomerates
Consumer Cyclical 7.22%
Consumer/Non-Cyclical 3.72%
Energy 2.33%
Financial 33.63%
Healthcare 5.49%
Services 29.49%
Technology 9.83%
Transportation 1.45%
Utilities 0.38%

10 New Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
BLACKROCK KELSO CAPITAL CORP COM 1,719 1,719 New 192,443
CLAYMORE EXCHANGE TRD FD TR GUGG SPINOFF ETF 3,378 3,378 New 75,598
LIFETIME BRANDS INC COM 1,189 1,189 New 69,875
LRAD CORP COM 305 305 New 157,200
MVC CAPITAL INC COM 7,653 7,653 New 605,459
NUVEEN MTG OPPORTUNITY TERM FD COM 2,943 2,943 New 121,492
SUPERIOR UNIFORM GP INC COM 376 376 New 18,501
TANDY LEATHER FACTORY INC COM 571 571 New 60,820
U S G CORP COM NEW 2,524 2,524 New 94,120
UROPLASTY INC COM NEW 769 769 New 315,000