PROSPERA FINANCIAL SERVICES Information

5429 LBJ FREEWAY, DALLAS, Texas, 75420, (972) 531-3000

Report Date: 06/30/2014

Position Statistics

Total Positions 296
New Positions 46
Increased Positions 177
Decreased Positions 102
Positions with Activity 279
Sold Out Positions 25
Total Mkt Value (in $ millions) 372

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.92%
Capital Goods 3.28%
Conglomerates
Consumer Cyclical 0.32%
Consumer/Non-Cyclical 2.32%
Energy 3.46%
Financial 70.84%
Healthcare 2.03%
Services 3.97%
Technology 3.43%
Transportation 0.55%
Utilities 2%

296 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
FIRST TR EXCHANGE TRADED FD VI DORSEY WRT 5 ETF 22,413 2,879 14.74 1,080,670
ISHARES TR US HLTHCARE ETF 16,641 -6,703 (28.71) 122,622
ISHARES TR U.S. TECH ETF 15,981 -7,851 (32.94) 156,572
SELECT SECTOR SPDR TR SBI INT-FINL 15,975 -7,245 (31.2) 680,351
SELECT SECTOR SPDR TR SBI MATERIALS 15,264 -7,748 (33.67) 304,973
SELECT SECTOR SPDR TR SBI CONS STPLS 14,654 14,654 New 321,283
ISHARES TR U.S. UTILITS ETF 14,559 14,559 New 135,140
ISHARES TR U.S. INDS ETF 14,344 14,344 New 138,613
ISHARES TR U.S. ENERGY ETF 14,109 -8,416 (37.36) 260,020
POWERSHARES ETF TR II S&P500 LOW VOL 8,979 1,608 21.82 255,510
EAGLE MATERIALS INC COM 8,846 -49 (0.55) 87,017
POWERSHARES ETF TRUST DWA MOMENTUM PTF 7,729 991 14.71 192,367
ISHARES TR CORE S&P500 ETF 5,778 -2,766 (32.37) 28,631
ISHARES U.S. PFD STK ETF 5,725 967 20.31 145,945
ALTRIA GROUP INC COM 3,874 74 1.94 87,338
VANGUARD BD INDEX FD INC SHORT TRM BOND 3,835 189 5.18 47,924
APPLE INC COM 3,789 -410 (9.77) 37,563
ALPS ETF TR ALERIAN MLP 3,383 105 3.22 177,579
ISHARES TR CORE S&P MCP ETF 3,358 2,884 608.14 23,574
CLAYMORE EXCHANGE TRD FD TR GUGG BULL 2014 3,296 -64 (1.92) 124,784