PRINCIPAL FINANCIAL GROUP INC Information

711 HIGH STREET, DES MOINES, Iowa, 50392-0300, (515) 247-5111

Report Date: 09/30/2014

Position Statistics

Total Positions 2,286
New Positions 54
Increased Positions 1,162
Decreased Positions 874
Positions with Activity 2,036
Sold Out Positions 83
Total Mkt Value (in $ millions) 61,208

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.13%
Capital Goods 5%
Conglomerates 0.31%
Consumer Cyclical 3.9%
Consumer/Non-Cyclical 4.67%
Energy 5.42%
Financial 16.96%
Healthcare 9.96%
Services 28.91%
Technology 14.3%
Transportation 1.96%
Utilities 3.46%

2,286 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
ACTUATE CORP COM -99 Sold Out 0
AIR LEASE CORP CL A -873 Sold Out 0
ALNYLAM PHARMACEUTICALS INC COM -2,952 Sold Out 0
ALTRA INDL MOTION CORP COM -161 Sold Out 0
AMBAC FINL GROUP INC COM NEW -200 Sold Out 0
ANTARES PHARMA INC COM -97 Sold Out 0
APPLIED MICRO CIRCUITS CORP COM NEW -82 Sold Out 0
ARROWHEAD RESH CORP COM NEW -66 Sold Out 0
BABCOCK & WILCOX CO NEW COM -687 Sold Out 0
BANCO BRADESCO S A SP ADR PFD NEW -128 Sold Out 0
BELMOND LTD CL A -224 Sold Out 0
BIO PATH HOLDINGS INC COM -64 Sold Out 0
BIODELIVERY SCIENCES INTL INC COM -191 Sold Out 0
CALIX INC COM -135 Sold Out 0
CERUS CORP COM -140 Sold Out 0
CHEGG INC COM -93 Sold Out 0
CHINA MOBILE LIMITED SPONSORED ADR -317 Sold Out 0
COBALT INTL ENERGY INC COM -249 Sold Out 0
COMPANHIA BRASILEIRA DE DISTRB SPN ADR PFD CL A -3,837 Sold Out 0
CONNS INC COM -4,842 Sold Out 0