PRENTISS SMITH & CO INC Information

45 WALNUT STREET, BRATTLEBORO, Vermont, 05301, (802) 254-2913

Report Date: 09/30/2014

Position Statistics

Total Positions 263
New Positions 16
Increased Positions 28
Decreased Positions 67
Positions with Activity 95
Sold Out Positions 14
Total Mkt Value (in $ millions) 209

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.27%
Capital Goods 10.65%
Conglomerates 0%
Consumer Cyclical 3.75%
Consumer/Non-Cyclical 7.38%
Energy 1.6%
Financial 15.03%
Healthcare 15.77%
Services 4.61%
Technology 31.12%
Transportation 4.76%
Utilities 2.77%

263 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
AMERICAN EXPRESS CO COM 12 New 150
CONOCOPHILLIPS COM 12 New 192
STATE STR CORP COM 12 New 167
VANGUARD INTL EQUITY INDEX FD FTSE EUROPE ETF 12 New 226
OCCIDENTAL PETE CORP DEL COM 12 New 148
BLACKROCK INC COM 11 New 33
PENNANTPARK INVT CORP COM 11 New 1,300
IMMUNO VACCINE INC COM 11 (1.77) 20,000
SAN JUAN BASIN RTY TR UNIT BEN INT 10 10 New 700
CANON INC SPONSORED ADR 9 New 300
PEMBINA PIPELINE CORP COM 9 New 297
SILVER WHEATON CORP COM 9 -16 (63.64) 400
HATTERAS FINL CORP COM 9 New 500
STATOIL ASA SPONSORED ADR 9 New 525
HONEYWELL INTL INC COM 8 New 85
HYDROGENICS CORP NEW COM NEW 8 New 609
BROOKFIELD RENEWABLE ENRGY PRT PARTNERSHIP UNIT 8 8 New 250
IMMUNOGEN INC COM 8 New 1,000
COMCAST CORP NEW CL A 7 New 132
PLAINS ALL AMERN PIPELINE L P UNIT LTD PARTN 7 New 140