AMICI CAPITAL, LLC Information

666 FIFTH AVENUE, NEW YORK, New York, 10103, (212) 484-5000

Report Date: 09/30/2014

Position Statistics

Total Positions 155
New Positions 23
Increased Positions 54
Decreased Positions 53
Positions with Activity 107
Sold Out Positions 19
Total Mkt Value (in $ millions) 2,827

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.21%
Capital Goods 7.09%
Conglomerates 0.06%
Consumer Cyclical 0.13%
Consumer/Non-Cyclical 0.81%
Energy 2.55%
Financial 14.61%
Healthcare 15.23%
Services 19.44%
Technology 16.76%
Transportation 5.78%
Utilities 0%

155 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SLM CORP COM 1,831 New 178,771
KYTHERA BIOPHARMACEUTICALS INC COM 1,789 257 16.74 53,700
AERCAP HOLDINGS NV SHS 1,761 New 45,000
CONTROLADORA VUELA CIA DE AVIA SPON ADR RP 10 1,756 New 200,000
TRANSOCEAN LTD REG SHS 1,642 New 85,782
YAHOO INC COM 1,601 New 32,000
MCGRAW HILL FINL INC COM 1,590 1,590 New 17,600
UROPLASTY INC COM NEW 1,438 402 38.88 625,000
DEALERTRACK TECHNOLOGIES INC COM 1,388 New 30,100
TWENTY FIRST CENTY FOX INC CL A 1,356 New 35,000
NATIONSTAR MTG HLDGS INC COM 1,192 680 132.70 43,840
TIVO INC COM 1,131 New 95,000
MOODYS CORP COM 1,078 1,078 New 11,000
KB HOME COM 905 -1,446 (61.52) 56,300
EMCORE CORP COM NEW 853 853 New 160,000
CATAMARAN CORP COM 775 775 New 15,000
E TRADE FINANCIAL CORP COM NEW 701 New 28,880
ARES CAP CORP COM 620 New 39,291
CITIGROUP INC COM NEW 620 New 11,390
PETROLEO BRASILEIRO SA PETROBR SPONSORED ADR 578 193 50 75,000