AMICI CAPITAL, LLC Information

666 FIFTH AVENUE, NEW YORK, New York, 10103, (212) 484-5000

Report Date: 09/30/2014

Position Statistics

Total Positions 155
New Positions 24
Increased Positions 55
Decreased Positions 52
Positions with Activity 107
Sold Out Positions 18
Total Mkt Value (in $ millions) 2,785

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.1%
Capital Goods 6.75%
Conglomerates 0.07%
Consumer Cyclical 0.13%
Consumer/Non-Cyclical 0.83%
Energy 2.36%
Financial 14.58%
Healthcare 17.09%
Services 19.3%
Technology 16.87%
Transportation 5.45%
Utilities 0%

155 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
CONTROLADORA VUELA CIA DE AVIA SPON ADR RP 10 1,854 New 200,000
AERCAP HOLDINGS NV SHS 1,818 New 45,000
SLM CORP COM 1,646 New 178,771
MCGRAW HILL FINL INC COM 1,616 1,616 New 17,600
YAHOO INC COM 1,566 New 32,000
TRANSOCEAN LTD REG SHS 1,344 New 85,782
CIVEO CORP COM 1,326 -3,294 (71.3) 420,895
DEALERTRACK TECHNOLOGIES INC COM 1,236 New 30,100
TWENTY FIRST CENTY FOX INC CL A 1,200 New 35,000
NATIONSTAR MTG HLDGS INC COM 1,114 636 132.70 43,840
MOODYS CORP COM 1,032 1,032 New 11,000
TIVO INC COM 1,028 New 95,000
EMCORE CORP COM NEW 829 829 New 160,000
UROPLASTY INC COM NEW 781 219 38.88 625,000
CATAMARAN CORP COM 781 781 New 15,000
E TRADE FINANCIAL CORP COM NEW 709 New 28,880
KB HOME COM 687 -1,098 (61.52) 56,300
ARES CAP CORP COM 629 New 39,291
CITIGROUP INC COM NEW 554 New 11,390
PETROLEO BRASILEIRO SA PETROBR SPONSORED ADR 544 181 50 75,000